GOLDROCK CAPITAL ASSET MANAGEMENT, L.P.

CRD #143657 SEC #801-67964 NEW YORK, NY 212-294-7900

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Partnership
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 18, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BALAS, THOMAS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
BALAS, THOMAS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
BALAS, THOMAS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
BALAS, THOMAS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	DE	GENERAL PARTNER	NA
CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	DE	GENERAL PARTNER	NA
CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	DE	GENERAL PARTNER	NA
CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	DE	GENERAL PARTNER	NA
GETTO, RONALD, FRANK	I	MANAGING DIRECTOR	NA	Control
GETTO, RONALD, FRANK	I	MANAGING DIRECTOR	NA	Control
GETTO, RONALD, FRANK	I	MANAGING DIRECTOR	NA	Control
GETTO, RONALD, FRANK	I	MANAGING DIRECTOR	NA	Control
MAGNUSSON, STEFAN, GUNNAR	I	CHIEF RISK OFFICER	NA	Control
MAGNUSSON, STEFAN, GUNNAR	I	DIRECTOR, GLOBAL RISK MANAGEMENT	NA	Control
MAGNUSSON, STEFAN, GUNNAR	I	DIRECTOR, GLOBAL RISK MANAGEMENT	NA	Control
MAGNUSSON, STEFAN, GUNNAR	I	CHIEF RISK OFFICER	NA	Control
MERKEL, STEPHEN, M	I	EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, M	I	EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
OSTROFF, MARK, STEVEN	I	PRESIDENT	NA	Control
OSTROFF, MARK, STEVEN	I	PRESIDENT	NA	Control
OSTROFF, MARK, STEVEN	I	PRESIDENT	NA	Control
OSTROFF, MARK, STEVEN	I	PRESIDENT	NA	Control
REICH, BRIAN, M	I	DIRECTOR OF HEDGE FUND RESEARCH	NA	Control
REICH, BRIAN, M	I	DIRECTOR OF HEDGE FUND RESEARCH	NA	Control
REICH, BRIAN, M	I	DIRECTOR OF HEDGE FUND RESEARCH	NA	Control
REICH, BRIAN, M	I	DIRECTOR OF HEDGE FUND RESEARCH	NA	Control
WELS, ANDREW, CRAIG	I	ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
WELS, ANDREW, CRAIG	I	SENIOR COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY	NA	Control
WELS, ANDREW, CRAIG	I	SENIOR COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY	NA	Control
WELS, ANDREW, CRAIG	I	ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CANTOR FITZGERALD ASSET MANAGEMENT, L.P.	DE	LIMITED PARTNER	E	Control
CANTOR FITZGERALD ASSET MANAGEMENT, L.P.	DE	LIMITED PARTNER	E	Control
CANTOR FITZGERALD ASSET MANAGEMENT, L.P.	DE	LIMITED PARTNER	E	Control
CANTOR FITZGERALD ASSET MANAGEMENT, L.P.	DE	LIMITED PARTNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	E	Control
LUTNICK, HOWARD, WILLIAM	I	CF GROUP MANAGEMENT, INC.	E	Control
LUTNICK, HOWARD, WILLIAM	I	CF GROUP MANAGEMENT, INC.	E	Control
LUTNICK, HOWARD, WILLIAM	I	CF GROUP MANAGEMENT, INC.	E	Control
LUTNICK, HOWARD, WILLIAM	I	CF GROUP MANAGEMENT, INC.	E	Control

Registrations

Federal

May 18, 2007 REGISTERED

Notice Filings (2)

CA NY

Address

499 PARK AVENUE
NEW YORK, NY 10022
USA

Phone: 212-294-7900