RIA Intelligence

GILL MORALES & COMPANY, LLC

CRD #143699 SEC #801-67785 CENTURY CITY, CA 310-850-1959
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 13, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MORALES, GILBERT, JOHNICHAIRMAN & CHIEF COMPLIANCE OFFICERE Control
MORALES, GILBERT, JOHNICHAIRMAN & CHIEF COMPLIANCE OFFICERE Control
MORALES, GILBERT, JOHNICEO & CIOD Control
MARDER, KEVIN, NORTHICOO & CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Apr 13, 2007 REGISTERED

Address

1925 CENTURY PARK EAST
SUITE 1050
CENTURY CITY, CA 90067
USA
Phone: 310-850-1959