SPENCER EDWARDS INVESTMENTS LLC
CRD #143707 SEC #801-67842 GREENWOOD VILLAGE, CO 303-740-8448
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLEMMING, DONNA, JEAN | I | COMPLIANCE OFFICER, SECRETARY/VICE PRESIDENT OF ADMINISTRATION & PORTFOLIO ADMINISTRATION | NA | Control |
| DIHLE, GORDON, DOUGLAS | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| DIHLE, GORDON, DOUGLAS | I | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
| DIHLE, GORDON, DOUGLAS | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| DIHLE, GORDON, DOUGLAS | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 23, 2007 REGISTERED
Notice Filings (2)
CO ND
Address
6041 S. SYRACUSE WAYSUITE 305
GREENWOOD VILLAGE, CO 80111
USA
Phone: 303-740-8448