CONVERGENT WEALTH ADVISORS, LLC
CRD #143719 SEC #802-114776 CALIFORNIA, CA (310) 888-6460
State Registered Exempt Reporting Private Funds
Total AUM
$54.9M
Discretionary
$54.9M
Employees
2
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| ALBAHARY, RONALD, GERARD | I | CHIEF INVESTMENT OFFICER | NA | |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| BANCROFT, WILLIAM, DENNIS | I | MEMBER / CHIEF OPERATING OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | DIRECTOR OF FINANCE | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL AND CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL AND CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL AND CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER/BOARD MEMBER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| ELMES, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| ELMES, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| ELMES, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | BOARD MEMBER | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | BOARD MEMBER | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | BOARD MEMBER | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| FRANCOEUR, GREGORY, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, J. | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, J. | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, J. | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, J. | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, J. | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FRIES, JULIANNE, MARIE | I | BOARD MEMBER | NA | Control |
| FRIES, JULIANNE, MARIE | I | BOARD MEMBER | NA | Control |
| FRIES, JULIANNE, MARIE | I | BOARD MEMBER | NA | Control |
| FRIES, JULIANNE, MARIE | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | CHAIRMAN OF THE BOARD | NA | Control |
| GIROD, ALBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GIROD, ALBERT, ELIOT | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| GIROD, ALBERT, ELIOT | I | PRESIDENT/CHIEF OPERATING OFFICER/MEMBER | NA | Control |
| GIROD, ALBERT, ELIOT | I | PRESIDENT/CHIEF OPERATING OFFICER/MEMBER | NA | Control |
| GIROD, ALBERT, ELIOT | I | PRESIDENT/CHIEF OPERATING OFFICER/MEMBER | NA | Control |
| GIROD, ALBERT, ELIOT | I | CHIEF OPERATING OFFICER | NA | Control |
| GIROD, ALBERT, ELIOT | I | CHIEF OPERATING OFFICER | NA | Control |
| GIROD, ALBERT, ELIOT | I | CHIEF OPERATING OFFICER | NA | Control |
| GIROD, ALBERT, ELIOT | I | PRESIDENT/CHIEF OPERATING OFFICER/MEMBER | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT | NA | |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/SALES AND SUPPORT | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/SALES AND SUPPORT | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/SALES AND SUPPORT | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/CHHIEF OPERATING OFFICER | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/SALES AND SUPPORT | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/SALES AND SUPPORT | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/SALES AND SUPPORT | NA | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT/SALES AND SUPPORT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | Control |
| POWELL, JANICE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, DARREN, DAVID | I | BOARD MEMBER | NA | Control |
| WALKER, DARREN, DAVID | I | BOARD MEMBER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER/ INTERIM CEO | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | MEMBER / CHIEF EXECUTIVE OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | MEMBER / CHIEF EXECUTIVE OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | MEMBER / CHIEF EXECUTIVE OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | MEMBER / CHIEF EXECUTIVE OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | MEMBER / CHIEF EXECUTIVE OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | MEMBER / CHIEF EXECUTIVE OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| WOLFORD, DOUGLAS, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | CEO/DIRECTOR//MEMBER | NA | Control |
| ZIER, DAVID, ROBERT | I | CEO/DIRECTOR//MEMBER | NA | Control |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | CEO/DIRECTOR//MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | CEO/DIRECTOR//MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | NA | |
| ZIER, DAVID, ROBERT | I | CEO/DIRECTOR//MEMBER | NA | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER/MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| LYDIAN TRUST COMPANY | DE | MEMBER | E | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | B | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | CHAIRMAN/DIRECTOR/MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | CHAIRMAN/DIRECTOR/MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | CHAIRMAN/DIRECTOR/MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR/MEMBER | A | Control |
| LOCKSHIN, STEVEN, DAVID | I | CHAIRMAN/DIRECTOR/MEMBER | A | |
| LOCKSHIN, STEVEN, DAVID | I | MEMBER / BOARD MEMBER | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | A | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | A | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | A | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | A | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | A | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | A | |
| ZIER, DAVID, ROBERT | I | DIRECTOR/EXECUTIVE VICE-PRESIDENT/MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
Registrations
Federal
ERA
Feb 12, 2024 REGISTERED
Notice Filings (25)
AZ CA CT DC FL GA IL MA MD ME NC NH NJ NV NY OH OR PA RI SC TN TX VA VT WA
Address
555 S. FLOWER ST.10TH FLOOR
CALIFORNIA, CA 90071
United States
Phone: (310) 888-6460