VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.
CRD #143732 SEC #801-67924 HARTFORD, CT 800-248-7971
SEC Registered
Total AUM
$2B
Discretionary
$2B
Employees
0
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2025
- Branch Offices
- 0
- LEI
- 5493006J8H7JPKGZRE55
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR AND PRESIDENT | NA | Control |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHEN, CHARLES, YUAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CHUTE, PAUL, M. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CHUTE, PAUL, M. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CHUTE, PAUL, M. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CORREA, NELSON | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CORREA, NELSON | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CORREA, NELSON | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CURTISS, NANCY, GREENE | I | DIRECTOR | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FROMM, JENNIFER, SEYMOUR | I | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | TREASURER | NA | |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY | NA | |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY | NA | |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY | NA | |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY | NA | |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY | NA | |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY | NA | |
| NEAMTZ, JOHN, STEVEN | I | DIRECTOR | NA | Control |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| POLKINGHORN, PHILIP, KONRAD | I | DIRECTOR | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| PYTLIK, YVONNE, I | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR | NA | |
| SANTORO, KATHRYN, LEE | I | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILDER, CHARLES, F. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
Registrations
Federal
IA
Jan 31, 2025 REGISTERED
Notice Filings (2)
CT NY
Address
ONE FINANCIAL PLAZAHARTFORD, CT 06103
United States
Phone: 800-248-7971