RIA Intelligence

FIRST SANTA FE ADVISORS, LLC

CRD #143742 SEC #801-67927 SANTA FE, NM 505-995-1885
SEC Registered Disclosures
Total AUM
$218.9M
Discretionary
$0
Employees
11
Clients
--
Accounts
101
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
New Mexico
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 1, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALLEY, KRISTINA, ELISABETHISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/MEMBERNA Control
ALLEY, KRISTINA, ELISABETHISENIOR VICE PRESIDENTNA
ALLEY, KRISTINA, ELISABETHISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICERNA Control
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICER / MANAGERNA Control
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICERNA Control
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICERNA Control
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICERNA Control
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICERNA Control
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICER / MANAGERNA Control
ALLEY, KRISTINA, ELISABETHICHIEF COMPLIANCE OFFICERNA Control
BACKMAN, BARBARA, ANNEICHIEF COMPLIANCE OFFICERNA Control
CALVIN, ROSS, WAYICHIEF COMPLIANCE OFFICERNA
CROWLEY, JOHNNY, PIVICE PRESIDENTNA
CROWLEY, JOHNNY, PIVICE PRESIDENTNA
ELLENA, GREGORY, J.IMEMBERNA Control
ELLENA, GREGORY, J.ICHIEF EXECUTIVE OFFICERNA Control
ELLENA, GREGORY, J.ICHIEF EXECUTIVE OFFICERNA Control
ELLENA, GREGORY, J.ICHIEF EXECUTIVE OFFICERNA Control
ELLENA, GREGORY, J.ICHIEF EXECUTIVE OFFICERNA Control
ELLENA, GREGORY, J.IMEMBER'S DELEGATENA Control
ELLENA, GREGORY, J.IMANAGERNA Control
ELLENA, GREGORY, J.IMEMBER'S DELEGATENA Control
ELLENA, GREGORY, J.IMEMBER'S DELEGATENA Control
ELLENA, GREGORY, J.IMEMBER'S DELEGATENA Control
ELLENA, GREGORY, J.IMANAGERNA Control
ELLENA, GREGORY, J.IMEMBER'S DELEGATENA Control
FULTON, JENNIFERICHIEF FINANCIAL OFFICERNA Control
MARION, DAVID, EVANISENIOR MANAGING DIRECTORNA Control
MARION, DAVID, EVANISENIOR MANAGING DIRECTORNA Control
MARION, DAVID, EVANISENIOR MANAGING DIRECTORNA Control
MARION, DAVID, EVANISENIOR MANAGING DIRECTORNA Control
MARION, DAVID, EVANISENIOR MANAGING DIRECTORNA Control
MARION, DAVID, EVANISENIOR MANAGING DIRECTORNA Control
MASSEY, STEWART, RICHARDIFOUNDING PARTNER/MEMBERNA Control
MASSEY, STEWART, RICHARDIFOUNDING PARTNERNA Control
MASSEY, STEWART, RICHARDIFOUNDING PARTNERNA Control
MASSEY, STEWART, RICHARDIFOUNDING PARTNERNA Control
MASSEY, STEWART, RICHARDIFOUNDING PARTNERNA Control
MASSEY, STEWART, RICHARDIMANAGERNA Control
MASSEY, STEWART, RICHARDIMANAGERNA Control
QUICK, LESLIE, CHARLESIFOUNDING PARTNER/MEMBERNA Control
QUICK, LESLIE, CHARLESIFOUNDING PARTNERNA Control
QUICK, LESLIE, CHARLESIFOUNDING PARTNERNA Control
QUICK, LESLIE, CHARLESIFOUNDING PARTNERNA Control
QUICK, LESLIE, CHARLESIFOUNDING PARTNERNA Control
QUICK, LESLIE, CHARLESIMANAGERNA Control
QUICK, LESLIE, CHARLESIMANAGERNA Control
RAGSDALE, MICHAELICHIEF FINANCIAL OFFICERNA
RAGSDALE, MICHAELICHIEF FINANCIAL OFFICERNA
RAGSDALE, MICHAELICHIEF FINANCIAL OFFICERNA
SAYRE, KARENICHIEF COMPLIANCE OFFICERNA
SAYRE, KARENICHIEF COMPLIANCE OFFICERNA
ZALESKI, WILLIAM, VICTORIMANAGING DIRECTORNA Control
FIRST NATIONAL BANCORP, INC.DESHAREHOLDERE Control
FIRST SANTA FE BANCORP, INC.DESHAREHOLDERE Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERE Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERE Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERE Control
MASSEY, QUICK & CO. LLCDESHAREHOLDERD Control
MASSEY, QUICK & CO. LLCDESHAREHOLDERD Control
MASSEY, QUICK & CO. LLCDESHAREHOLDERD Control
MASSEY, QUICK & CO. LLCDESHAREHOLDERD Control
MASSEY, QUICK & CO. LLCDESHAREHOLDERD Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERD Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERD Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERD Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERD Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERD Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERD Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERD Control
RIA INVESTORS, LLCDESHAREHOLDERD Control
RIA INVESTORS, LLCDESHAREHOLDERD Control
MASSEY, QUICK & CO. LLCDESHAREHOLDERC Control
MASSEY, QUICK & CO. LLCDESHAREHOLDERC Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERC Control
NEW MEXICO BANQUEST CORPORATIONDESHAREHOLDERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
STRATEGIC GROWTH BANCORP INCORPORATEDDENEW MEXICO BANQUEST CORPORATIONE Control
STRATEGIC GROWTH BANCORP INCORPORATEDDEFIRST SANTA FE BANCORP, INC.E Control
STRATEGIC GROWTH BANCORP INCORPORATEDDEFIRST NATIONAL BANCORP, INC.E Control
QIII FAMILY ENTERPRISES LLCDEMASSEY, QUICK & CO., LLCC
QIII FAMILY ENTERPRISES LLCDEMASSEY, QUICK & CO., LLCC
QIII FAMILY ENTERPRISES LLCDEMASSEY, QUICK & CO., LLCC
QIII FAMILY ENTERPRISES LLCDEMASSEY, QUICK & CO., LLCC
QIII FAMILY ENTERPRISES LLCDEMASSEY, QUICK & CO., LLCC
QIII FAMILY ENTERPRISES LLCDEMASSEY, QUICK & CO., LLCC
QIII FAMILY ENTERPRISES LLCDEMASSEY, QUICK & CO., LLCC
SANDERS, WILLIAM, DAVIDISTRATEGIC GROWTH BANK INCORPORATEDC Control
SANDERS, WILLIAM, DAVIDISTRATEGIC GROWTH BANK INCORPORATEDC Control
SANDERS, WILLIAM, DAVIDISTRATEGIC GROWTH BANK INCORPORATEDC Control
SOUTHWEST BANKING PARTNERS, LPDESTRATEGIC GROWTH BANK INCORPORATEDC Control
SOUTHWEST BANKING PARTNERS, LPDESTRATEGIC GROWTH BANK INCORPORATEDC Control
SOUTHWEST BANKING PARTNERS, LPDESTRATEGIC GROWTH BANK INCORPORATEDC Control
STRATEGIC GROWTH BANK INCORPORATEDDESTRATEGIC GROWTH BANCORP INCORPORATEDC Control
STRATEGIC GROWTH BANK INCORPORATEDDESTRATEGIC GROWTH BANCORP INCORPORATEDC Control
STRATEGIC GROWTH BANK INCORPORATEDDESTRATEGIC GROWTH BANCORP INCORPORATEDC Control

Registrations

Federal

IA
May 1, 2012 REGISTERED

Notice Filings (4)

CO NJ NM TX

Address

62 LINCOLN AVENUE
SANTA FE, NM 87501
United States
Phone: 505-995-1885