HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC
CRD #143805 SEC #801-68363 RALEIGH, NC 919-846-2324
SEC Registered Private Funds
Total AUM
$51.3M
Discretionary
$51.3M
Employees
11
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER, CFO | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| BAKER, ROBERT, LANCE | I | MEMBER AND CHIEF FINANCIAL OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | |
| FIELDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MEMBER | NA | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | INVESTMENT COMMITTEE MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | NA | |
| PALLES, LEE, N | I | CFO | NA | Control |
| PALLES, LEE, N | I | CFO | NA | Control |
| PALLES, LEE, N | I | CFO | NA | Control |
| PARROTT, JOSHUA, EARLY | I | MEMBER | NA | |
| PARROTT, JOSHUA, EARLY | I | MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | MANAGING MEMBER | E | Control |
| PERKINS, DAVID, BRIEN | I | MANAGING MEMBER | E | Control |
| PERKINS, DAVID, BRIEN | I | MANAGING MEMBER | E | Control |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | MANAGING MEMBER AND CEO | D | Control |
| PERKINS, DAVID, BRIEN | I | MANAGING MEMBER AND CEO | D | Control |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | MANAGING MEMBER AND CEO | D | Control |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | CEO/FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | CEO/FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | CEO/FOUNDER/MANAGING MEMBER | D | Control |
| PERKINS, DAVID, BRIEN | I | CEO/FOUNDER/MANAGING MEMBER | D | Control |
| JACOBS, BRIAN | I | CEO | B | |
| JACOBS, BRIAN | I | CEO | B | |
| JACOBS, BRIAN | I | CEO | B | |
| JACOBS, BRIAN | I | CEO | B | |
| JACOBS, BRIAN | I | CEO | B | |
| JACOBS, BRIAN | I | CEO | B | |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGER, MEMBER | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGER, MEMBER | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | Control |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGING MEMBER AND PRESIDENT | B | |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | A | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | A | Control |
| FIELDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MEMBER | A | Control |
| FIELDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MEMBER | A | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | A | Control |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | A | |
| FIELDS, JAMES, MICHAEL | I | MEMBER AND CHIEF OPERATING OFFICER | A | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | A | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | A | |
| NELSON, KEITH, CAMPBELL | I | MEMBER | A | |
| WORTHINGTON, ROBERT, LESLIE | I | MANAGER | A | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (6)
CA CT FL NC NJ NY
Address
8540 COLONNADE CENTER DRIVE, SUITE 401RALEIGH, NC 27615
United States
Phone: 919-846-2324