BALTER CAPITAL MANAGEMENT LLC
CRD #143880 SEC #801-67874 BOSTON, MA 617-742-4226
SEC Registered
Total AUM
$694.9M
Discretionary
$379.2M
Employees
12
Clients
--
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 11, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gompper, Rebecca, Elise | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gompper, Rebecca, Elise | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gompper, Rebecca, Elise | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gompper, Rebecca, Elise | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gompper, Rebecca, Elise | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| BALTER, BRADLEY, ROSS | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| CHIANG, VICTOR, WEN YUAN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF FINANCIAL OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF FINANCIAL OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF FINANCIAL OFFICER | B | Control |
| WARNER, JAY, CLARK | I | CHIEF FINANCIAL OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF FINANCIAL OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF FINANCIAL OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF FINANCIAL OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF INVESTMENT OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| WARNER, JAY, CLARK | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
Registrations
Federal
IA
Jun 11, 2019 REGISTERED
Notice Filings (1)
MA
Address
125 HIGH STREETOLIVER STREET TOWER, SUITE 802
BOSTON, MA 02110
United States
Phone: 617-742-4226