ALPHASHARES, INC.
CRD #143881 SEC #801-68389 WALNUT CREEK, CA 925-930-6991
SEC Registered
Total AUM
$200K
Discretionary
$200K
Employees
5
Clients
0
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, MARK, GRIFFITH | I | DIRECTOR OF RESEARCH, COO, CHIEF COMPLIANCE OFFICER | C | Control |
| ADAMS, MARK, GRIFFITH | I | DIRECTOR OF RESEARCH, COO, CHIEF COMPLIANCE OFFICER | C | Control |
| ADAMS, MARK, GRIFFITH | I | DIRECTOR OF RESEARCH, COO, CHIEF COMPLIANCE OFFICER | C | Control |
| CARTER, KEVIN, TODD | I | CEO | C | Control |
| CARTER, KEVIN, TODD | I | CEO | C | Control |
| CARTER, KEVIN, TODD | I | CEO | C | Control |
| MALKIEL, BURTON, GORDON | I | SENIOR ADVISOR | C | Control |
| MALKIEL, BURTON, GORDON | I | SENIOR ADVISOR | C | Control |
| MALKIEL, BURTON, GORDON | I | SENIOR ADVISOR | C | Control |
Registrations
Federal
IA
Jan 2, 2008 REGISTERED
Address
1515 OAKLAND BLVD.SUITE 260
WALNUT CREEK, CA 94596
USA
Phone: 925-930-6991