THE MUTUAL FUND STORE - WEST PALM BEACH, LLC
Legal name: THE MUTUAL FUND STORE
CRD #143886 SEC #801-67900 OVERLAND, KS 913-338-2323
SEC Registered
Total AUM
$1.3M
Discretionary
$1.3M
Employees
5
Clients
0
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | MEMBER/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | MEMBER/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | MEMBER/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | MEMBER/ASST. SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | MEMBER/ASST. SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | MEMBER/ASST. SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | PRESIDENT, THE MUTUAL FUND STORE-WEST PALM BEACH, LLC | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | PRESIDENT, THE MUTUAL FUND STORE-WEST PALM BEACH, LLC | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | PRESIDENT, THE MUTUAL FUND STORE-WEST PALM BEACH, LLC | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELLIOTT, CHRIS | I | CHIEF FINANCIAL OFFICER | NA | |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| TMFS HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| TMFS HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | D | Control |
| BOLD, ADAM, STUART | I | CHIEF EXECUTIVE OFFICER | D | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | D | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | C | Control |
| BOLD, ADAM, STUART | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOLD, ADAM, STUART | I | CHIEF EXECUTIVE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
May 14, 2007 REGISTERED
Notice Filings (2)
FL KS
Address
11095 METCALF AVENUEOVERLAND, KS 66210
USA
Phone: 913-338-2323