FORBES FINANCIAL PLANNING, INC.
CRD #143912 SEC #801-117958 EAST GREENWICH, RI 401-885-7300
SEC Registered
Total AUM
$195.5M
Discretionary
$195.5M
Employees
3
Clients
251
Accounts
867
Firm Details
- Organization Type
- Corporation
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
| FORBES, DANIEL, PATRICK | I | PRESIDENT/CCO | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (5)
CT FL MA NY RI
Address
660 MAIN STREETUNIT C-3
EAST GREENWICH, RI 02818
United States
Phone: 401-885-7300