RIA Intelligence

SIMRAN CAPITAL MANAGEMENT LLC

CRD #143926 SEC #801-68040 CHICAGO, IL 312-265-4700
SEC Registered
Total AUM
$28.7M
Discretionary
$28.7M
Employees
1
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 13, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TANDON, RAKESHICHIEF COMPLIANCE OFFICERNA
TANDON, RAKESH, (NMN)IELECTED MANAGER/COONA Control
TANDON, RAKESH, (NMN)IELECTED MANAGER/COONA Control
TANDON, RAKESH, (NMN)IELECTED MANAGER/COONA Control
TANDON, MESHIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
TANDON, MESHIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
TANDON, UMESHIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
TANDON, UMESHIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
TANDON, UMESHIMEMBER/CEOD Control
TANDON, UMESH, (NMN)IMEMBER/CEOD Control
TANDON, UMESH, (NMN)IMEMBER/CEOD Control
TANDON, UMESH, (NMN)IMEMBER/CEOD Control
TANDON, HARISHIMEMBERC Control
THOMAS, JON, MICHAELIMEMBER/CHIEF COMPLIANCE OFFICERC Control
THOMAS, JON, MICHAELIMEMBER/CHIEF COMPLIANCE OFFICERC Control
THOMAS, JON, MICHAELIMEMBER/CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Dec 13, 2011 REGISTERED

Notice Filings (2)

IL TX

Address

180 NORTH STETSON
SUITE 3500
CHICAGO, IL 60601
United States
Phone: 312-265-4700