VERTICAL CAPITAL, LLC
CRD #143956 SEC #801-68223 NEW YORK, NY 212-786-5300
SEC Registered Private Funds
Total AUM
$416.7M
Discretionary
$399.2M
Employees
10
Clients
--
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 28, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHUJA, AJAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| AHUJA, AJAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| AHUJA, AJAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| AHUJA, AJAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKER, KEM, HENRY | I | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FASS, LLOYD, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FASS, LLOYD, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FASS, LLOYD, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRARO, BETH, ANN | I | PARTNER AND PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND CO-PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND CO-PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND CO-PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND CO-PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND CO-PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND PORTFOLIO MANAGER | NA | Control |
| FERRARO, BETH, ANN | I | PARTNER AND PORTFOLIO MANAGER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | EMPLOYEE | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | EMPLOYEE | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | EMPLOYEE | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| GRAHAM, BRETT, THOMAS | I | MANAGING PARTNER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER | NA | Control |
| PEARCE, THOMAS, MCCALLUM | I | MANAGING PARTNER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| PORCELLI, CHRISTOPHER, GORDON | I | PARTNER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
| VCAP PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | D | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | Control |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | |
| GRAHAM, BRETT, THOMAS | I | VCAP PARTNERS, LLC | C | |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
| PEARCE, THOMAS, MCCALLUM | I | VCAP PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Apr 28, 2017 REGISTERED
Notice Filings (2)
GA NY
Address
437 MADISON AVENUE, SUITE 19BNEW YORK, NY 10022
United States
Phone: 212-786-5300