OMNI WEALTH, LTD.
Legal name: OMNI WEALTH
CRD #143976 SEC #801-67888 DENVER, CO 303-330-2458
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TESSEO, JON, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, DAN, K | I | TRUSTEE | E | Control |
| MORRISON, DAN, K | I | TRUSTEE | E | Control |
| MORRISON, DAN, K | I | TRUSTEE | E | Control |
| MORRISON, DAN, K | I | TRUSTEE | E | Control |
| MORRISON, DAN, K | I | TRUSTEE | E | Control |
| SCOTT, DON, E | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCOTT, DON, E | I | MANAGER | E | Control |
| SCOTT, DON, E | I | CHIEF COMPLIANCE OFFICER AND MANAGER | E | Control |
| SCOTT, DON, E | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SCOTT, DON, E | I | CHIEF COMPLIANCE OFFICER AND MANAGER | E | Control |
| SCOTT, DON, E | I | CHIEF COMPLIANCE OFFICER AND MANAGER | E | Control |
| 2007 PRIVATE EQUITY TRUST | DE | INVESTOR | A | |
| 2007 PRIVATE EQUITY TRUST | DE | INVESTOR | A | |
| 2007 PRIVATE EQUITY TRUST | DE | INVESTOR | A | |
| 2007 PRIVATE EQUITY TRUST | DE | INVESTOR | A | |
| 2007 PRIVATE EQUITY TRUST | DE | INVESTOR | A | |
| 2007 PRIVATE EQUITY TRUST | DE | INVESTOR | A | |
| MURPHY, MICHAEL | I | MEMBER | A | |
| ROWE, ELLIS, BERNARD | I | MEMBER | A |
Registrations
Federal
IA
Apr 27, 2007 REGISTERED
Notice Filings (4)
CO IL MO WA
Address
945 S. STEELE ST.DENVER, CO 80209
USA
Phone: 303-330-2458