RIA Intelligence

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

CRD #144008 SEC #801-109923 AUSTIN, TX 1-800-920-9722
SEC Registered
Total AUM
$523.4M
Discretionary
$523.4M
Employees
5
Clients
0
Accounts
2,610

Firm Details

Organization Type
Corporation
State of Formation
Texas
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Dec 23, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Baucum, AshleyICHIEF ADMINISTRATIVE OFFICERNA
Baucum, AshleyICHIEF ADMINISTRATIVE OFFICERNA
Baucum, AshleyICHIEF ADMINISTRATIVE OFFICERNA
NELSON, WILLIAM, ROBERTIPRESIDENTNA Control
NELSON, WILLIAM, ROBERTIPRESIDENTNA Control
NELSON, WILLIAM, ROBERTIPRESIDENTNA Control
NELSON, WILLIAM, ROBERTIPRESIDENTNA Control
NELSON, WILLIAM, ROBERTIPRESIDENTNA Control
NELSON, WILLIAM, ROBERTICEONA Control
NELSON, WILLIAM, ROBERTICEONA Control
NELSON, WILLIAM, ROBERTICEONA Control
NELSON, WILLIAM, ROBERTICEONA Control
NELSON, WILLIAM, ROBERTICEONA Control
NELSON, WILLIAM, ROBERTICEONA Control
NELSON, WILLIAM, ROBERTICEONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
NELSON, WILLIAM, ROBERTICIONA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
OROURKE, MARC, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENTNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
POLLOCK, JOHN, DAVIDIPRESIDENT; CHIEF COMPLIANCE OFFICERNA Control
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE OFFICER; DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR RELATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
SANFORD, JENNIFER, NICOLEICHIEF COMPLIANCE DESIGNEE; DIRECTOR OF WEALTH MANAGEMENT AND OPERATIONS; CO-FOUNDERNA
WINTERS, JENNIFER, CHRISTINEICCONA
WINTERS, JENNIFER, CHRISTINEICCONA Control
WINTERS, JENNIFER, CHRISTINEICCONA
WINTERS, JENNIFER, CHRISTINEICCONA Control
WINTERS, JENNIFER, CHRISTINEICCONA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, JENNIFER, CHRISTINEIEXECUTIVE VICE PRESIDENTNA Control
WINTERS, SCOTT, CHRISTOPHERICHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARD/INTERIM CCONA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARDNA Control
WINTERS, SCOTT, CHRISTOPHERICEO/CHAIRMAN OF THE BOARDNA Control
Winters, JenniferICOONA Control
Winters, JenniferICOONA Control
Winters, JenniferICOONA Control
Winters, JenniferICOONA Control
Winters, JenniferICOONA Control
Winters, JenniferICOONA Control
Winters, JenniferICOONA Control
Winters, JenniferICOONA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA Control
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA
Winters, Kaili, ErinICHIEF COMPLIANCE OFFICERNA
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY COMPANIES, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control
FINANCIAL GRAVITY OPERATIONS, INC.DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
FINANCIAL GRAVITY HOLDINGS, INC.DEFINANCIAL GRAVITY OPERATIONS, INC.E Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY HOLDINGS, INC.D Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY COMPANIES, INC.C Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY COMPANIES, INC.C Control
POLLOCK, JOHN, DAVIDIFINANCIAL GRAVITY COMPANIES, INC.C Control

Registrations

Federal

IA
Dec 23, 2025 REGISTERED

Notice Filings (26)

AR AZ CA CO DE FL IL IN LA MD MI MO NC NE NH NJ NM NV NY OH PA SC TN TX VA WI

Address

2501 RANCH ROAD 620 S
STE. 110
AUSTIN, TX 78734
United States
Phone: 1-800-920-9722