GRIGGS CAPITAL MANAGEMENT, LLC
CRD #144042 SEC #801-67976 CHARLOTTE, NC 704-321-3333
SEC Registered
Total AUM
$23.3M
Discretionary
$20.7M
Employees
1
Clients
0
Accounts
173
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRIGGS, RANDALL, CLIFTON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRIGGS, RANDALL, CLIFTON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRIGGS, RANDALL, CLIFTON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRIGGS, RANDALL, CLIFTON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRIGGS, RANDALL, CLIFTON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRIGGS, RANDALL, CLIFTON | I | FOUNDER, MANAGING MEMBER/CCO | E | Control |
| GRIGGS, RANDALL, CLIFTON | I | FOUNDER, MANAGING MEMBER/CCO | E | Control |
| GRIGGS, RANDALL, CLIFTON | I | FOUNDER, MANAGING MEMBER/CCO | E | Control |
Registrations
Federal
IA
Jun 25, 2012 REGISTERED
Notice Filings (3)
NC SC TX
Address
10800 SIKES PLACESUITE 180
CHARLOTTE, NC 28277-8131
United States
Phone: 704-321-3333