NEXITY FINANCIAL SERVICES, INC.
CRD #144048 SEC #801-67932 CHARLOTTE, NC 704-553-8333
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
5
Clients
10
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOERFLINGER, DAVID SAMUEL | I | CHIEF FINANCIAL OFFICER; FINOP | NA | Control |
| DOERFLINGER, DAVID SAMUEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOERFLINGER, DAVID SAMUEL | I | CHIEF FINANCIAL OFFICER; FINOP | NA | Control |
| LANKFORD, RONALD WAYNE | I | FINOP | NA | Control |
| LEE, GREG LOGAN | I | DIRECTOR-CHAIRMAN | NA | Control |
| LEE, GREG LOGAN | I | DIRECTOR-CHAIRMAN | NA | Control |
| LEE, GREG LOGAN | I | DIRECTOR-CHAIRMAN | NA | Control |
| LONG, DAVID EDWARD | I | DIRECTOR | NA | Control |
| LONG, DAVID EDWARD | I | DIRECTOR | NA | Control |
| LONG, DAVID EDWARD | I | DIRECTOR | NA | Control |
| MACKEY, YANCEY WILLIAMS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACKEY, YANCEY WILLIAMS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACKEY, YANCEY WILLIAMS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORAN, JOHN JOSEPH | I | DIRECTOR | NA | Control |
| MORAN, JOHN JOSEPH | I | DIRECTOR | NA | Control |
| MORAN, JOHN JOSEPH | I | DIRECTOR | NA | Control |
| PEDDY, BRENT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDDY, BRENT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDDY, BRENT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEXITY FINANCIAL CORPORATION | DE | FINANCIAL HOLDING COMPANY, OWNER | E | Control |
| NEXITY FINANCIAL CORPORATION | DE | FINANCIAL HOLDING COMPANY, OWNER | E | Control |
| NEXITY FINANCIAL CORPORATION | DE | FINANCIAL HOLDING COMPANY, OWNER | E | Control |
Registrations
Federal
IA
Feb 23, 2009 REGISTERED
Notice Filings (1)
NC
Address
5821 FAIRVIEW ROAD,SUITE 110
CHARLOTTE, NC 28209
United States
Phone: 704-553-8333