SECURITY GLOBAL INVESTORS, LLC

Legal name: SECURITY GLOBAL INVESTORS

CRD #144107 SEC #801-67943 SAN FRANCISCO, CA 415-274-7700

SEC Registered

Total AUM

$509.1M

Discretionary

$509.1M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 26, 2009
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ARRUDA, JOSEPH, MARVEL	I	VICE PRESIDENT	NA	Control
BOICH, JOHN, DODIG	I	VP, HEAD OF GLOBAL EQUITY	NA	Control
BOICH, JOHN, DODIG	I	VP, HEAD OF GLOBAL EQUITY	NA	Control
BONOS, NIKOLAOS	I	SR. VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SR. VICE PRESIDENT	NA	Control
CATALUCCI, JOANNA, MARIE	I	SR. VICE PRESIDENT	NA	Control
COEYTAUX, FRANCOIS	I	ASSOC. CCO	NA	Control
FLETCHER, KEITH, ARTHUR	I	VICE PRESIDENT	NA	Control
FLETCHER, KEITH, ARTHUR	I	SR. VICE PRESIDENT	NA	Control
FRYE, JOHN, FOREST	I	TRESURER	NA	Control
GOLDMAN, RICHARD, MARK	I	PRESIDENT & MANAGER	NA
GOLDMAN, RICHARD, MARK	I	PRESIDENT	NA
GOLDMAN, RICHARD, MARK	I	PRESIDENT	NA
GOLDMAN, RICHARD, MARK	I	PRESIDENT, CEO & MANAGER	NA	Control
HARWOOD, BRENDA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
HARWOOD, BRENDA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
HARWOOD, BRENDA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
HARWOOD, BRENDA, MARIE	I	VP & CHIEF COMPLIANCE OFFICER	NA	Control
KAEHR, THOMAS, RICHARD	I	TREASURER	NA
KAEHR, THOMAS, RICHARD	I	TREASURER	NA
KAEHR, THOMAS, RICHARD	I	TREASURER	NA
KIEFER, AMANDA, JOY	I	ASSISTANT SECRETARY	NA	Control
LAMMERT, JAMES, KEVIN	I	VICE PRESIDENT	NA	Control
LEE, AMY, JO	I	SECRETARY	NA
LEE, AMY, JO	I	SECRETARY	NA
LEE, AMY, JO	I	SECRETARY	NA
LEE, AMY, JO	I	SECRETARY & SVP	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SR. VICE PRESIDENT & CFO	NA	Control
PHALEN, CHRISTOPHER, LEE	I	VICE PRESIDENT	NA	Control
ROBBINS, KRIS, ALAN	I	MANAGER	NA
ROBBINS, KRIS, ALAN	I	MANAGING MEMBER	NA
ROBBINS, KRIS, ALAN	I	MANAGING MEMBER	NA
SECURITY BENEFIT ASSET MANAGEMENT, LLC	DE	MEMBER	NA	Control
YOUNG, LISA, MICHELLE	I	ASSISTANT TREASURER	NA	Control
ZEITOUN, MARC, CLAUDE	I	SR. VICE PRESIDENT	NA	Control
SECURITY BENEFIT CORPORATION	DE	MEMBER	E	Control
SECURITY BENEFIT LIFE INSURANCE COMPANY	DE	MEMBER	E	Control
SECURITY BENEFIT LIFE INSURANCE COMPANY	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ELDRIDGE INVESTORS, LLC	DE	GUGGENHEIM SBC HOLDINGS, LLC	E	Control
FRICKE, HOWARD, RUDOLPH	I	SECURITY BENEFIT ASSET MANAGEMENT, LLC	E
GUGGENHEIM KNIGHTS OF SECURITY, LLC	DE	GUGGENHEIM SBC HOLDINGS, LLC	E	Control
GUGGENHEIM LAWRENCE, LLC	DE	ELDRIDGE INVESTORS, LLC	E	Control
GUGGENHEIM SBC HOLDINGS, LLC	DE	SECURITY BENEFIT CORPORATION	E	Control
PATTON, ROBERT	I	SB KANSAS INVESTORS, LLC (THROUGH 100% OWNED AND CONTROLLED ENTITIES)	E	Control
SB KANSAS INVESTORS, LLC	DE	ELDRIDGE INVESTORS, LLC	E	Control
SECURITY BENEFIT CORPORATION	DE	SECURITY BENEFIT LIFE INSURANCE COMPANY	E	Control
SECURITY BENEFIT CORPORATION	DE	SECURITY BENEFIT LIFE INSURANCE COMPANY	E	Control
SECURITY BENEFIT CORPORATION	DE	SECURITY BENEFIT ASSET MANAGEMENT, LLC	E	Control
SECURITY BENEFIT MUTUAL HOLDING COMPANY	DE	SECURITY BENEFIT CORPORATION	E	Control
SECURITY BENEFIT MUTUAL HOLDING COMPANY	DE	SECURITY BENEFIT CORPORATION	E	Control
SECURITY BENEFIT MUTUAL HOLDING COMPANY	DE	SECURITY BENEFIT CORPORATION	E	Control

Registrations

Federal

Oct 26, 2009 REGISTERED

Notice Filings (3)

CA CT KS

Address

801 MONTGOMERY STEET
2ND FLOOR
SAN FRANCISCO, CA 94133-5164
United States

Phone: 415-274-7700