WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC
CRD #144172 SEC #801-108907 ADDISON, TX 214-363-6920
SEC Registered Broker-Dealer
Total AUM
$171.4M
Discretionary
$0
Employees
3
Clients
--
Accounts
327
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, DAVID, PATRICK | I | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 18, 2025 REGISTERED
Notice Filings (1)
TX
Address
14275 MIDWAY ROADSUITE 138
ADDISON, TX 75001
United States
Phone: 214-363-6920