RIA Intelligence

FABIAN WEALTH STRATEGIES, INC.

CRD #144177 SEC #801-70025 COSTA MESA, CA 800-391-1118
SEC Registered
Total AUM
$112.3M
Discretionary
$112.3M
Employees
5
Clients
--
Accounts
512

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 20, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FABIAN, DOUGLAS, DAVIDIPRESIDENTE Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERE Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTE Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERE Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTE Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERE Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTE Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERE Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DOUGLAS, DAVIDICHIEF COMPLIANCE OFFICERD Control
FABIAN, DOUGLAS, DAVIDIPRESIDENTD Control
FABIAN, DAVID, GARRETTIVICE PRESIDENT OF OPERATIONSB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIVICE PRESIDENTB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIVICE PRESIDENTB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIVICE PRESIDENTB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIVICE PRESIDENTB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIVICE PRESIDENT OF OPERATIONSB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIVICE PRESIDENT OF OPERATIONSB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIOWNERB
FABIAN, DAVID, GARRETTIOWNERB
FABIAN, DAVID, GARRETTIVICE PRESIDENT OF OPERATIONSB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIOWNERB
FABIAN, DAVID, GARRETTIVICE PRESIDENT OF OPERATIONSB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, DAVID, GARRETTIOWNERB
FABIAN, DAVID, GARRETTIVICE PRESIDENT OF OPERATIONSB Control
FABIAN, DAVID, GARRETTICHIEF COMPLIANCE OFFICERB Control
FABIAN, MICHAEL, DOUGLASIVICE PRESIDENT OF PORTFOLIO MANAGEMENTB Control
FABIAN, MICHAEL, DOUGLASIDIRECTOR OF CLIENT SERVICESB Control
FABIAN, MICHAEL, DOUGLASIDIRECTOR OF CLIENT SERVICESB Control
FABIAN, MICHAEL, DOUGLASIDIRECTOR OF CLIENT SERVICESB Control
FABIAN, MICHAEL, DOUGLASIDIRECTOR OF CLIENT SERVICESB Control
FABIAN, MICHAEL, DOUGLASIVICE PRESIDENT OF PORTFOLIO MANAGEMENTB Control
FABIAN, MICHAEL, DOUGLASIVICE PRESIDENT OF PORTFOLIO MANAGEMENTB Control
FABIAN, MICHAEL, DOUGLASIOWNERB
FABIAN, MICHAEL, DOUGLASIOWNERB
FABIAN, MICHAEL, DOUGLASIVICE PRESIDENT OF PORTFOLIO MANAGEMENTB Control
FABIAN, MICHAEL, DOUGLASIOWNERB
FABIAN, MICHAEL, DOUGLASIVICE PRESIDENT OF PORTFOLIO MANAGEMENTB Control
FABIAN, MICHAEL, DOUGLASIOWNERB
FABIAN, MICHAEL, DOUGLASIVICE PRESIDENT OF PORTFOLIO MANAGEMENTB Control

Registrations

Federal

IA
Feb 20, 2013 REGISTERED

Notice Filings (12)

AZ CA CO FL GA IL LA NE NY TX VA WA

Address

3070 BRISTOL STREET
SUITE 610
COSTA MESA, CA 92626
United States
Phone: 800-391-1118