RIA Intelligence

HILLIARD LYONS CAPITAL MANAGEMENT, LLC

CRD #144207 SEC #801-68195 LOUISVILLE, KY 877-871-2369
SEC Registered
Total AUM
$224.9M
Discretionary
$224.9M
Employees
--
Clients
--
Accounts
161

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Dec 1, 2010
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALLEN, JAMES, REIDIDIRECTORNA Control
ALLEN, JAMES, REIDIDIRECTORNA Control
BARTOS, JULIE, HELENIASSISTANT SECRETARYNA
BUGH, JOHN, RANDALLIDIRECTORNA Control
BUGH, JOHN, RANDALLIDIRECTORNA Control
CUNNINGHAM, SARA, CLARKITREASURERNA
GRIMLEY, CHARLES, MORRISONIASSISTANT TREASURERNA
GRIMLEY, CHARLES, MORRISONITREASURERNA
HOLIK, JEFFREY, STEPHENICHIEF LEGAL OFFICER, SECRETARYNA
KAPLAN, ELIZABETH, CICHIEF COMPLIANCE OFFICERNA
KAPLAN, ELIZABETH, CICHIEF COMPLIANCE OFFICERNA
MILLER, CARMELLA, RASIIDIRECTORNA Control
ROGERS, JAMES, MICHAELIDIRECTORNA Control
STEWART, WILLIAM, JOHNIDIRECTOR, PRESIDENTNA Control
STEWART, WILLIAM, JOHNIDIRECTOR, PRESIDENTNA Control
HL FINANCIAL SERVICES, LLCDEPARENTE Control
PNC HL HOLDING, CORP.DEPARENTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GIPSON, JAMES, PAYTONIHOUCHENS INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP TRUSTF Control
HUNT, NOEL, NELSONIHOUCHENS INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP TRUSTF Control
HOUCHENS INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP TRUSTDEHOUCHENS INDUSTRIES, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC HL HOLDING, CORP.E Control
HOUCHENS INDUSTRIES, INC.DEHL FINANCIAL SERVICES, LLCD Control

Registrations

Federal

IA
Dec 1, 2010 REGISTERED

Notice Filings (3)

KY OH PA

Address

500 WEST JEFFERSON STREET
10TH FLOOR
LOUISVILLE, KY 40202
United States
Phone: 877-871-2369