POWELL FINANCIAL, INC.
Legal name: POWELL WEALTH
CRD #144230 SEC #801-88185 CORNELIUS, NC (704) 439-0027
SEC Registered
Total AUM
$202.6M
Discretionary
$202.6M
Employees
4
Clients
26
Accounts
251
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, DANIEL, ADAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| BERNSTEIN, DANIEL, ADAM | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, DAVID, LEMAL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 1, 2025 REGISTERED
Notice Filings (2)
NC SC
Address
17818 STATESVILLE RDSUITE 221
CORNELIUS, NC 28031
United States
Phone: (704) 439-0027