CERULEAN INVESTMENT STRATEGIES GROUP, LLC
CRD #144241 SEC #801-68043 SALT LAKE CITY, UT 801-308-8333
SEC Registered
Total AUM
$10
Discretionary
$10
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 8, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BONTEMPO, DAVID, JOHN | I | VICE PRESIDENT OF INVESTMENT STRATEGIES | NA | Control |
| BONTEMPO, DAVID, JOHN | I | VICE PRESIDENT OF INVESTMENT STRATEGIES | NA | Control |
| BONTEMPO, DAVID, JOHN | I | VICE PRESIDENT OF INVESTMENT STRATEGIES | NA | Control |
| BONTEMPO, DAVID, JOHN | I | VICE PRESIDENT OF INVESTMENT STRATEGIES | NA | Control |
| BONTEMPO, DAVID, JOHN | I | SENIOR TRADING ANALYST | NA | |
| BONTEMPO, DAVID, JOHN | I | SENIOR TRADING ANALYST | NA | |
| GEORGES, LOU | I | VICE PRESIDENT OF TRADING | NA | Control |
| GEORGES, LOU | I | VICE PRESIDENT OF TRADING | NA | Control |
| GEORGES, LOU | I | VICE PRESIDENT OF TRADING | NA | Control |
| GEORGES, LOU | I | VICE PRESIDENT OF TRADING | NA | Control |
| GEORGES, LOU | I | SENIOR TRADER | NA | |
| GEORGES, LOU | I | SENIOR TRADER | NA | |
| LAM, JEAN | I | VICE PRESIDENT OF HUMAN RESOURCES | NA | Control |
| LAM, JEAN | I | VICE PRESIDENT OF HUMAN RESOURCES | NA | Control |
| LAM, JEAN | I | VICE PRESIDENT OF HUMAN RESOURCES | NA | Control |
| LAM, JEAN | I | VICE PRESIDENT OF HUMAN RESOURCES | NA | Control |
| LAM, JEAN | I | VICE PRESIDENT OF HUMAN RESOURCES | NA | Control |
| LAM, JEAN | I | VICE PRESIDENT OF HUMAN RESOURCES | NA | Control |
| NIELSON, HESTON, HAMILTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSON, HESTON, HAMILTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSON, HESTON, HAMILTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, MICHAEL, CHARLES | I | PRESIDENT, MANAGING MEMBER | C | Control |
| HANSON, MICHAEL, CHARLES | I | PRESIDENT, MANAGING MEMBER | C | Control |
| HANSON, MICHAEL, CHARLES | I | PRESIDENT, MANAGING MEMBER | C | Control |
| HANSON, MICHAEL, CHARLES | I | PRESIDENT, MANAGING MEMBER | C | Control |
| HANSON, MICHAEL, CHARLES | I | PRESIDENT, MANAGING MEMBER | C | Control |
| HANSON, MICHAEL, CHARLES | I | PRESIDENT, MANAGING MEMBER | C | Control |
| KAGEN, ANDREW, FREEMAN | I | SECRETARY/TREASURER, MEMBER | C | Control |
| KAGEN, ANDREW, FREEMAN | I | SECRETARY/TREASURER, MEMBER | C | Control |
| KAGEN, ANDREW, FREEMAN | I | SECRETARY/TREASURER, MEMBER | C | Control |
| KAGEN, ANDREW, FREEMAN | I | SECRETARY/TREASURER, MEMBER | C | Control |
| KAGEN, ANDREW, FREEMAN | I | SECRETARY/TREASURER, MEMBER | C | Control |
| KAGEN, ANDREW, FREEMAN | I | SECRETARY/TREASURER, MEMBER | C | Control |
| KAGEN, CHAD, MICHAEL | I | VICE-PRESIDENT, MEMBER | C | Control |
| KAGEN, CHAD, MICHAEL | I | VICE-PRESIDENT, MEMBER | C | Control |
| KAGEN, CHAD, MICHAEL | I | VICE-PRESIDENT, MEMBER | C | Control |
| KAGEN, CHAD, MICHAEL | I | VICE-PRESIDENT, MEMBER | C | Control |
| KAGEN, CHAD, MICHAEL | I | VICE-PRESIDENT, MEMBER | C | Control |
| KAGEN, CHAD, MICHAEL | I | VICE-PRESIDENT, MEMBER | C | Control |
| NIELSON, HESTON, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| NIELSON, HESTON, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| NIELSON, HESTON, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Oct 8, 2007 REGISTERED
Notice Filings (2)
PA UT
Address
3865 WASATCH BLVD, STE 200SALT LAKE CITY, UT 84109-3810
USA
Phone: 801-308-8333