ZENITH CAPITAL INVESTMENT ADVISERS, LLC
Legal name: ZENITH CAPITAL INVESTMENT ADVISORS, LLC
CRD #144253 SEC #801-68197 CORAL GABLES, FL 786-338-9100
SEC Registered
Total AUM
$20M
Discretionary
$20M
Employees
5
Clients
10
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHLEY, DIANE, DE VRIES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHLEY, DIANE, DE VRIES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHLEY, DIANE, DE VRIES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHLEY, DIANE, DE VRIES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHLEY, DIANE, DE VRIES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHLEY, DIANE, DE VRIES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NADER, JOSEPH, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| NADER, JOSEPH, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| NADER, JOSEPH, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| NADER, JOSEPH, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| NADER, JOSEPH, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| NADER, JOSEPH, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| NEGRON, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEGRON, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEGRON, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEGRON, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEGRON, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEGRON, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENITH CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| ZENITH CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| ZENITH CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| ZENITH CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| ZENITH CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| ZENITH CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| ZENITH CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| ASHLEY, DIANE, DE VRIES | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE OFFICER | C | Control |
| NADER, JOSEPH, PAUL | I | CHIEF INVESTMENT & FINANCIAL OFFICER/ EXECUTIVE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ASHLEY, DIANE, DE VRIES | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| ASHLEY, DIANE, DE VRIES | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| ASHLEY, DIANE, DE VRIES | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| ASHLEY, DIANE, DE VRIES | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| ASHLEY, DIANE, DE VRIES | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| ASHLEY, DIANE, DE VRIES | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| ASHLEY, DIANE, DE VRIES | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| NADER, JOSEPH, PAUL | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| NADER, JOSEPH, PAUL | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| NADER, JOSEPH, PAUL | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| NADER, JOSEPH, PAUL | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| NADER, JOSEPH, PAUL | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| NADER, JOSEPH, PAUL | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| NADER, JOSEPH, PAUL | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| VERDEZ, CESAR, ANTONIO | I | ZENITH CAPITAL PARTNERS, LLC | C | Control |
| VERDEZ, CESAR, ANTONIO | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| VERDEZ, CESAR, ANTONIO | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| VERDEZ, CESAR, ANTONIO | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| VERDEZ, CESAR, ANTONIO | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| VERDEZ, CESAR, ANTONIO | I | ZENITH CAPITAL PARTNERS, LLC | C | |
| VERDEZ, CESAR, ANTONIO | I | ZENITH CAPITAL PARTNERS, LLC | C |
Registrations
Federal
IA
Jun 29, 2009 REGISTERED
Notice Filings (1)
FL
Address
1500 SAN REMO AVENUESUITE 350
CORAL GABLES, FL 33146
United States
Phone: 786-338-9100