PROBABILITIES FUND MANAGEMENT, LLC
CRD #144313 SEC #801-77947 BELLEVUE, WA 800-519-0438
SEC Registered
Total AUM
$18.9M
Discretionary
$18.9M
Employees
3
Clients
--
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| AUSDAL, ROBERT, BURNS | I | OWNER | NA | |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, ALBERT, K | I | EXECUTIVE VICE PRESIDENT SALES | NA | Control |
| DAVIS, ALBERT, K | I | EXECUTIVE VICE PRESIDENT SALES | NA | Control |
| DAVIS, ALBERT, K | I | EXECUTIVE VICE PRESIDENT SALES | NA | Control |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| Foster, W., Reed | I | OWNER | NA | |
| GRAY, MARY | I | MARKETING DIRECTOR | NA | |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| GRAY, MARY, CHRISTINE | I | EXECUTIVE VICE PRESIDENT OPERATIONS | NA | Control |
| HARDEE, SIDNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDEE, SIDNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mistal, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mistal, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mistal, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mistal, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mistal, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mistal, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mistal, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RABIN, DAVID, PAUL | I | PRESIDENT | NA | Control |
| RABIN, DAVID, PAUL | I | PRESIDENT | NA | Control |
| RABIN, DAVID, PAUL | I | PRESIDENT | NA | Control |
| RABIN, DAVID, PAUL | I | PRESIDENT | NA | Control |
| RABIN, DAVID, PAUL | I | PRESIDENT | NA | Control |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| SHEPARD, ALLEN, DUDLEY | I | OWNER | NA | |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
| CHILDREY, JOSEPH, BRIAN | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 29, 2023 REGISTERED
Notice Filings (8)
CA CT FL HI NH NY TX WA
Address
10655 MAIN STREET, SUITE 612BELLEVUE, WA 98004
United States
Phone: 800-519-0438