EQUUS PRIVATE WEALTH MANAGEMENT LLC
CRD #144367 SEC #801-80902 CARBONDALE, CO 970-963-9254
SEC Registered
Total AUM
$179.3M
Discretionary
$179.3M
Employees
5
Clients
0
Accounts
45
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 17, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURK, ELISABETH, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURK, ELISABETH, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURK, ELISABETH, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURK, ELISABETH, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | NA | |
| SPIDELL, MARK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIDELL, MARK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIDELL, MARK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIDELL, MARK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIDELL, MARK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIDELL, MARK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIDELL, MARK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| SPEAKER, RONALD, VAUGHAN | I | MEMBER AND CEO | E | Control |
| OWINGS, MATTHEW, AUSTIN | I | CCO | B | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | B | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | B | |
| OWINGS, MATTHEW, AUSTIN | I | CCO | B |
Registrations
Federal
IA
Mar 17, 2022 REGISTERED
Notice Filings (3)
CA CO TX
Address
55 N. 4TH STREETCARBONDALE, CO 81623
United States
Phone: 970-963-9254