LOF LOPEZ & ASSOCIATES, LLC
CRD #144370 SEC #801-68036 TUCSON, AZ 520-881-2523
SEC Registered Disclosures
Total AUM
$91.6M
Discretionary
$91.4M
Employees
6
Clients
251
Accounts
296
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | E | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | E | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOF, LAURENCE, EDWARD | I | PRESIDENT/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| LOPEZ, CHRISTOPHER, JASON | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
Registrations
Federal
IA
Jul 20, 2012 REGISTERED
Notice Filings (5)
AZ CA IL NE TX
Address
4757 E. CAMP LOWELL DR.TUCSON, AZ 85712
United States
Phone: 520-881-2523