PERENNIAL INVESTMENT PARTNERS (U.S.) INC.
CRD #144375 SEC #801-68083 STAMFORD, CT 203-564-1991
SEC Registered
Total AUM
$10M
Discretionary
$10M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 24, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEARMAN, LEWIS, ANTHONY | I | DIRECTOR | NA | Control |
| BEARMAN, LEWIS, ANTHONY | I | DIRECTOR | NA | Control |
| BEARMAN, LEWIS, ANTHONY | I | DIRECTOR | NA | Control |
| BEARMAN, LEWIS, ANTHONY | I | DIRECTOR | NA | Control |
| CALDERWOOD, ANDREW, H | I | DIRECTOR/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CALDERWOOD, ANDREW, H | I | VP/SECRETARY/DIRECTOR/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CALDERWOOD, ANDREW, H | I | VP/SECRETARY/DIRECTOR/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CALDERWOOD, ANDREW, H | I | VP/SECRETARY/DIRECTOR/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTERSON, ANTHONY, LIONEL | I | DIRECTOR | NA | Control |
| PATTERSON, ANTHONY, LIONEL | I | DIRECTOR | NA | Control |
| PATTERSON, ANTHONY, LIONEL | I | DIRECTOR | NA | Control |
| PATTERSON, ANTHONY, LIONEL | I | DIRECTOR | NA | Control |
| ROBINSON, ANTONY, DAVID | I | DIRECTOR | NA | Control |
| PERENNIAL INVESTMENT PARTNERS LTD. | FE | OWNER | E | Control |
| PERENNIAL INVESTMENT PARTNERS LTD. | FE | OWNER | E | Control |
| PERENNIAL INVESTMENT PARTNERS LTD. | FE | OWNER | E | Control |
| PERENNIAL INVESTMENT PARTNERS LTD. | FE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IOOF HOLDINGS LIMITED | FE | IOOF LIFE LIMITED | E | Control |
| IOOF HOLDINGS LIMITED | FE | IOOF LIFE LIMITED | E | Control |
| IOOF HOLDINGS LIMITED | FE | IOOF LIFE LIMITED | E | Control |
| IOOF HOLDINGS LIMITED | FE | IOOF LIFE LIMITED | E | Control |
| IOOF INVESTMENT MANAGEMENT LIMITED | FE | PERENNIAL INVESTMENT PARTNERS LTD. | E | Control |
| IOOF INVESTMENT MANAGEMENT LIMITED | FE | PERENNIAL INVESTMENT PARTNERS LTD. | E | Control |
| IOOF INVESTMENT MANAGEMENT LIMITED | FE | PERENNIAL INVESTMENT PARTNERS LTD. | E | Control |
| IOOF INVESTMENT MANAGEMENT LIMITED | FE | PERENNIAL INVESTMENT PARTNERS LTD. | E | Control |
| IOOF LIFE LIMITED | FE | IOOF INVESTMENT MANAGEMENT LIMITED | E | Control |
| IOOF LIFE LIMITED | FE | IOOF INVESTMENT MANAGEMENT LIMITED | E | Control |
| IOOF LIFE LIMITED | FE | IOOF INVESTMENT MANAGEMENT LIMITED | E | Control |
| IOOF LIFE LIMITED | FE | IOOF INVESTMENT MANAGEMENT LIMITED | E | Control |
Registrations
Federal
IA
Sep 24, 2009 REGISTERED
Notice Filings (1)
CT
Address
1010 WASHINGTON BLVD.STAMFORD, CT 6901
United States
Phone: 203-564-1991