ORCA INVESTMENT MANAGEMENT, LLC
CRD #144377 SEC #801-68050 LAKE OSWEGO, OR (503)582-9500
SEC Registered
Total AUM
$183.4M
Discretionary
$175.7M
Employees
7
Clients
--
Accounts
589
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Striplin, Harry, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Striplin, Harry, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Striplin, Harry, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER | NA | Control |
| WILLARD, SHAWN, PATRICK | I | MANAGER | NA | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| PAULSON CAPITAL HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER & SOLE MEMBER | E | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER & SOLE MEMBER | E | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER & SOLE MEMBER | E | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | PRESIDENT, MANAGING MEMBER | D | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | C | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| BARHAM, WILLIAM, GEORGE | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER, SENIOR PORTFOLIO MANAGER | B | Control |
| DOUGHTON, KERWIN, LUTHER | I | UNIT HOLDER | B | |
| DOUGHTON, KERWIN, LUTHER | I | UNIT HOLDER | B | |
| DOUGHTON, KERWIN, LUTHER | I | UNIT HOLDER | B | |
| DOUGHTON, KERWIN, LUTHER | I | UNIT HOLDER | B | |
| DOUGHTON, KERWIN, LUTHER | I | UNIT HOLDER | B | |
| DOUGHTON, KERWIN, LUTHER | I | UNIT HOLDER | B | |
| FRIEL, KIMBERLY | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | B | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | A | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | A | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | A | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | A | Control |
| FRIEL, KIMBERLY, SUE | I | MEMBER, CHIEF COMPLIANCE OFFICER | A | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | A | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | A | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | A | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | A | Control |
| THOMAS, ROGER, KEITH | I | MEMBER, FIXED INCOME PORTFOLIO MANAGER | A | Control |
Registrations
Federal
IA
Jun 2, 2025 REGISTERED
Notice Filings (10)
AZ CA CO FL ID KY LA OR TX WA
Address
6 CENTERPOINTE DRIVESUITE 300
LAKE OSWEGO, OR 97035
United States
Phone: (503)582-9500