LEVI FINANCIAL GROUP LLC
CRD #144381 SEC #801-68073 STAMFORD, CT 203-961-0661
SEC Registered
Total AUM
$24M
Discretionary
$24M
Employees
5
Clients
0
Accounts
123
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 29, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEVI, WALTER, MORRIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/IAR | E | Control |
| LEVI, WALTER, MORRIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/IAR | E | Control |
Registrations
Federal
IA
Apr 29, 2009 REGISTERED
Notice Filings (1)
CT
Address
150 FOREST STREETSTAMFORD, CT 6901
United States
Phone: 203-961-0661