COMMERCE WEALTH ADVISERS, LLC
CRD #144449 SEC #801-68078 CLIVE, IA 515-273-1300
SEC Registered Disclosures
Total AUM
$114.9M
Discretionary
$114.9M
Employees
11
Clients
101
Accounts
914
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, MARK, BARON | I | CCO | NA | Control |
| DEWAAY, DONALD, GENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEWAAY, DONALD, GENE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | OPERATIONS MANAGER | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | OPERATIONS MANAGER | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | INTERIM CHIEF COMPLIANCE OFFICER & OPERATIONS MANAGER | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | OPERATIONS MANAGER | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | OPERATIONS MANAGER | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | INTERIM CHIEF COMPLIANCE OFFICER & OPERATIONS MANAGER | NA | Control |
| FRIEDRICHSEN, MATTHEW, DAVID | I | OPERATIONS MANAGER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| STAHR, MATTHEW, GERARD | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| STAHR, MATTHEW, GERARD | I | PRESIDENT | NA | Control |
| SUE, NORMAN | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUE, NORMAN | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUE, NORMAN | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMM, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VETTER, FREDERICK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIEGERT, CHARLES, DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIEGERT, CHARLES, DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIEGERT, CHARLES, DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, ROBERT, MORRIS | I | MANAGING MEMBER | NA | Control |
| YOUNG, ROBERT, MORRIS | I | MANAGING MEMBER | NA | Control |
| YOUNG, ROBERT, MORRIS | I | MANAGING MEMBER & VICE CHAIRMAN, INSTITUTIONAL DIVISION | NA | Control |
| YOUNG, ROBERT, MORRIS | I | MANAGING MEMBER | NA | Control |
| YOUNG, ROBERT, MORRIS | I | MANAGING MEMBER & VICE CHAIRMAN, INSTITUTIONAL DIVISION | NA | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN | E | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN & PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN & PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN & PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN & PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN & PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN | E | Control |
| DEWAAY, DONALD, GENE | I | CHAIRMAN | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | MEMBER | E | Control |
| DFN PARTNERS, LLC | DE | MEMBER | E | Control |
| DFN PARTNERS, LLC | DE | MEMBER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | MEMBER | E | Control |
| DFN PARTNERS, LLC | DE | MEMBER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | OWNER | E | Control |
| DFN PARTNERS, LLC | DE | MEMBER | E | Control |
| DEWAAY, DONALD, GENE | I | MANAGING MEMBER | D | Control |
| DEWAAY, DONALD, GENE | I | MANAGING MEMBER | D | Control |
| DEWAAY, DONALD, GENE | I | CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | F | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
| DEWAAY, DONALD, GENE | I | DFN PARTNERS, LLC | D | Control |
Registrations
Federal
IA
May 9, 2012 REGISTERED
Notice Filings (34)
AL AR AZ CA CO CT FL GA HI IA ID IL KS LA MI MN MO NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA WA WI
Address
13001 UNIVERSITY AVENUECLIVE, IA 50325
United States
Phone: 515-273-1300