WELZ FINANCIAL SERVICES, INC.
CRD #144489 SEC #801-68163 STOCKTON, CA 209-472-9359
SEC Registered
Total AUM
$78.3M
Discretionary
$78.3M
Employees
1
Clients
1
Accounts
334
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOUSTON, STACIA, JO | I | VICE PRESIDENT | NA | |
| HOUSTON, STACIA, JO | I | VICE PRESIDENT | NA | |
| HOUSTON, STACIA, JO | I | VICE PRESIDENT | NA | |
| HOUSTON, STACIA, JO | I | VICE PRESIDENT | NA | |
| HOUSTON, STACIA, JO | I | VICE PRESIDENT | NA | |
| HOUSTON, STACIA, JO | I | VICE PRESIDENT | NA | |
| WELZ, TAYLOR, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELZ, TAYLOR, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELZ, TAYLOR, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELZ, TAYLOR, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELZ, TAYLOR, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELZ, TAYLOR, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELZ, TAYLOR, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 24, 2012 REGISTERED
Notice Filings (2)
CA NE
Address
7474 SHORELINE DRIVESUITE 4
STOCKTON, CA 95219-5468
United States
Phone: 209-472-9359