THE MUTUAL FUND STORE-SEATTLE, LLC
Legal name: THE MUTUAL FUND STORE
CRD #144493 SEC #801-77547 FEDERAL WAY, WA 253-529-3322
SEC Registered
Total AUM
$103.2M
Discretionary
$103.2M
Employees
3
Clients
0
Accounts
740
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY--ELECTED MANAGER | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY--ELECTED MANAGER | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN--ELECTED MANAGER | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER--ELECTED MANAGER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | PRESIDENT | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS--ELECTED MANAGER | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER--ELECTED MANAGER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELLIOTT, CHRIS | I | CHIEF FINANCIAL OFFICER | NA | |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER--ELECTED MANAGER | NA | |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| HITE, CHRISTOPHER, STEWART | I | MEMBER | NA | |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| THOMSON, NORMAN, STEVEN | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| ROPER, JEFF, LINK | I | PRESIDENT; MANAGING PARTNER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| HARRIS, PAUL | I | MEMBER | B | |
| HARRIS, PAUL | I | MEMBER | B | |
| HARRIS, PAUL | I | MEMBER | B | |
| HARRIS, PAUL | I | MEMBER | B | |
| HARRIS, PAUL | I | MEMBER | B | |
| HARRIS, PAUL | I | MEMBER | B | |
| HARRIS, PAUL | I | MEMBER | B | |
| HARRIS, PAUL | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| HAUSCHILD, DAVID, CHARLES | I | MEMBER | B | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A | |
| NORRIS, DON, RICHARD | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Mar 20, 2013 REGISTERED
Notice Filings (3)
KS TX WA
Address
32225 PACIFIC HIGHWAY SOUTHSUITE 103
FEDERAL WAY, WA 98003
United States
Phone: 253-529-3322