BNY JAYWALK LLC
CRD #144495 SEC #801-68205 NEW YORK, NY 212- 448-6080
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FITZPATRICK, VINCENT, JOHN | I | NON-EMPLOYEE DIRECTOR | NA | |
| FITZPATRICK, VINCENT, JOHN | I | NON-EMPLOYEE DIRECTOR | NA | |
| MESERVE, JOHN, DONALD | I | CHAIRMAN | NA | Control |
| MESERVE, JOHN, DONALD | I | CHAIRMAN | NA | Control |
| MURTAUGH, JEANNE, LOIS | I | DIRECTOR | NA | |
| MURTAUGH, JEANNE, LOIS | I | DIRECTOR | NA | |
| POPP, THOMAS, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | |
| POPP, THOMAS, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAPPOLD, CHARLES, EDWARD | I | NON-EMPLOYEE DIRECTOR | NA | |
| RAPPOLD, CHARLES, EDWARD | I | NON-EMPLOYEE DIRECTOR | NA | |
| RUEBENSTAHL, KEVIN, JEROME | I | MD, COO | NA | Control |
| RUEBENSTAHL, KEVIN, JEROME | I | MD, COO | NA | Control |
| SPRINGER, CHRISTOPHER, MICHAEL | I | CFO | NA | Control |
| SPRINGER, CHRISTOPHER, MICHAEL | I | CFO | NA | Control |
| VELLI, JOSEPH, MARK | I | NON-EMPLOYEE DIRECTOR | NA | |
| VELLI, JOSEPH, MARK | I | NON-EMPLOYEE DIRECTOR | NA | |
| BNY RESEARCH COMMISSION & PAYMENT SERVICES LLC | DE | MEMBER | E | Control |
| BNY RESEARCH COMMISSION & PAYMENT SERVICES LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BNY CONVERGEX GROUP, LLC | DE | BNY RESEARCH COMMISSION & PAYMENT SERVICES LLC | E | Control |
| BNY CONVERGEX GROUP, LLC | DE | BNY RESEARCH COMMISSION & PAYMENT SERVICES LLC | E | Control |
| CONVERGEX HOLDINGS, LLC | DE | BNY CONVERGEX GROUP, LLC | E | Control |
| CONVERGEX HOLDINGS, LLC | DE | BNY CONVERGEX GROUP, LLC | E | Control |
| GCTR FUND VIII AIV, L.P. | DE | CONVERGEX HOLDINGS, LLC | C | Control |
| GCTR FUND VIII AIV, L.P. | DE | CONVERGEX HOLDINGS, LLC | C | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | CONVERGEX HOLDINGS, LLC | C | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | CONVERGEX HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 18, 2008 REGISTERED
Notice Filings (2)
CT TX
Address
1633 BROADWAY48TH FLOOR
NEW YORK, NY 10019
USA
Phone: 212- 448-6080