RIA Intelligence

VIRGINIA FINANCIAL INNOVATION CORP.

CRD #144536 SEC #801-72101 ABINGDON, VA 276-492-2082
SEC Registered
Total AUM
$115K
Discretionary
$115K
Employees
5
Clients
0
Accounts
5

Firm Details

Organization Type
Corporation
State of Formation
Virginia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 5, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KENDALL, DAVID, LAURENCEICHIEF COMPLIANCE OFFICERNA Control
KENDALL, DAVID, LAURENCEICHIEF COMPLIANCE OFFICERNA Control
KENDALL, DAVID, LAURENCEICHIEF COMPLIANCE OFFICERNA Control
SCHWEINGROUBER, JOHN, CLINTONIVICE PRESIDENT INVESTMENTSNA Control
SCHWEINGROUBER, JOHN, CLINTONIVICE PRESIDENT INVESTMENTSNA Control
SCHWEINGROUBER, JOHN, CLINTONIVICE PRESIDENT INVESTMENTSNA Control
STRATTON, GARY, REEDIPRESIDENT AND CHIEF COMPLIANCE OFFICERD Control
STRATTON, GARY, REEDIPRESIDENTC Control
STRATTON, GARY, REEDIPRESIDENTC Control
STRATTON, GARY, REEDIPRESIDENTC Control

Registrations

Federal

IA
Apr 5, 2011 REGISTERED

Notice Filings (1)

VA

Address

851 FRENCH MOORE, JR. BOULEVARD
SUITE 126
ABINGDON, VA 24210
United States
Phone: 276-492-2082