RIA Intelligence

SAPIN CAPITAL MANAGEMENT, LLC

CRD #144553 SEC #801-68201 PHILADELPHIA, PA 215-701-9635
SEC Registered
Total AUM
$10.5M
Discretionary
$10.5M
Employees
5
Clients
0
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 10, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CALFO, LEE, ALBERTIMANAGERNA Control
CALFO, LEE, ALBERTIMANAGERNA Control
COHEN, DANIEL, GIDEONIMANAGERNA Control
COHEN, DANIEL, GIDEONIMANAGERNA Control
MCENTEE, JAMES, JOSEPHIMANAGERNA Control
MCENTEE, JAMES, JOSEPHIMANAGERNA Control
MORAN, JOHN, VINCENTIMANAGERNA Control
MORAN, JOHN, VINCENTIMANAGERNA Control
PATEL, SHAMI, JITENDRAIMANAGERNA Control
PATEL, SHAMI, JITENDRAIMANAGERNA Control
RICCIARDI, CHRISTOPHERIMANAGERNA Control
RICCIARDI, CHRISTOPHERIMANAGERNA Control
SMITH, KENNETH, RICHARDICHIEF COMPLIANCE OFFICERNA Control
SMITH, KENNETH, RICHARDICHIEF COMPLIANCE OFFICERNA Control
COHEN BROTHERS, LLCDEMEMBERE Control
COHEN BROTHERS, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COHEN, DANIEL, GIDEONICOHEN BROS. FINANCIAL, LLCE Control
COHEN, DANIEL, GIDEONICOHEN BROS. FINANCIAL, LLCE Control
COHEN BROS. FINANCIAL, LLCDECOHEN BROS. FINANCIAL, LLCD Control
COHEN BROS. FINANCIAL, LLCDECOHEN BROS. FINANCIAL, LLCD Control

Registrations

Federal

IA
Aug 10, 2007 REGISTERED

Notice Filings (2)

NY PA

Address

2929 ARCH STREET
17TH FLOOR
PHILADELPHIA, PA 19104
USA
Phone: 215-701-9635