TMFS-CHARLESTON, LLC

Legal name: THE MUTUAL FUND STORE

CRD #144573 SEC #801-68354 MT. PLEASANT, SC 203-209-3280

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 27, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ROGAN, MARK, FRANCIS XAVIER	I	SENIOR INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER	NA	Control
ROGAN, MARK, FRANCIS XAVIER	I	SENIOR INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER	NA	Control
HEDERICK, JOSH, DOUGLAS	I	MANAGING PARTNER	B
HEDERICK, JOSH, DOUGLAS	I	MANAGING PARTNER	B
HEDERICK, JOSH, DOUGLAS	I	MANAGING PARTNER	B
HEDERICK, JOSH, DOUGLAS	I	MANAGING PARTNER	B
HEDERICK, JOSH, DOUGLAS	I	MANAGING PARTNER	B
QUILL, BRIAN, PHILIP	I	MANAGING PARTNER	B
QUILL, BRIAN, PHILIP	I	CHIEF COMPLIANCE OFFICER	B
QUILL, BRIAN, PHILIP	I	CHIEF COMPLIANCE OFFICER	B
QUILL, BRIAN, PHILIP	I	CHIEF COMPLIANCE OFFICER	B
QUILL, BRIAN, PHILIP	I	MANAGING PARTNER	B
SIKES, CHARLES, HENRY	I	MEMBER	B
SIKES, CHARLES, HENRY	I	MEMBER	B
SIKES, CHARLES, HENRY	I	MEMBER	B
SIKES, CHARLES, HENRY	I	MEMBER	B
SIKES, CHARLES, HENRY	I	MEMBER	B
COLSON, WILLIAM, REID	I	MEMBER	A
COLSON, WILLIAM, REID	I	MEMBER	A
COLSON, WILLIAM, REID	I	MEMBER	A
COLSON, WILLIAM, REID	I	MEMBER	A
COLSON, WILLIAM, REID	I	MEMBER	A
HOLE, RANDY, SHAWN	I	MEMBER	A
HOLE, RANDY, SHAWN	I	MEMBER	A
HOLE, RANDY, SHAWN	I	MEMBER	A
HOLE, RANDY, SHAWN	I	MEMBER	A
HOLE, RANDY, SHAWN	I	MEMBER	A
HORNING, GLEN, LESTER	I	MEMBER	A
HORNING, GLEN, LESTER	I	MEMBER	A
HORNING, GLEN, LESTER	I	MEMBER	A
HORNING, GLEN, LESTER	I	MEMBER	A
HORNING, GLEN, LESTER	I	MEMBER	A
HORNING, JOEL	I	MANAGING PARTNER	A
HORNING, JOEL, GLEN	I	MANAGING PARTNER	A
HORNING, JOEL, GLEN	I	MANAGING PARTNER	A
HORNING, JOEL, GLEN	I	MANAGING PARTNER	A
HORNING, JOEL, GLEN	I	MANAGING PARTNER	A
HORNING, LINDSAY, SIKES	I	MEMBER	A
HORNING, LINDSAY, SIKES	I	MEMBER	A
HORNING, LINDSAY, SIKES	I	MEMBER	A
HORNING, LINDSAY, SIKES	I	MEMBER	A
HORNING, LINDSAY, SIKES	I	MEMBER	A
PALUMBO, CHRISTOPHER, JOSEPH	I	MEMBER	A
PALUMBO, CHRISTOPHER, JOSEPH	I	MEMBER	A
PALUMBO, CHRISTOPHER, JOSEPH	I	MEMBER	A
PALUMBO, CHRISTOPHER, JOSEPH	I	MEMBER	A
PALUMBO, CHRISTOPHER, JOSEPH	I	MEMBER	A
PALUMBO, DOMINIC, JOSEPH	I	MEMBER	A
PALUMBO, DOMINIC, JOSEPH	I	MEMBER	A
PALUMBO, DOMINIC, JOSEPH	I	MEMBER	A
PALUMBO, DOMINIC, JOSEPH	I	MEMBER	A
PALUMBO, DOMINIC, JOSEPH	I	MEMBER	A
PFAUTZ, MICHAEL, WILLIAMSON	I	MEMBER	A
PFAUTZ, MICHAEL, WILLIAMSON	I	MEMBER	A
PFAUTZ, MICHAEL, WILLIAMSON	I	MEMBER	A
PFAUTZ, MICHAEL, WILLIAMSON	I	MEMBER	A
PFAUTZ, MICHAEL, WILLIAMSON	I	MEMBER	A
TOWNSEND, PAUL, WESLEY	I	MEMBER	A
TOWNSEND, PAUL, WESLEY	I	MEMBER	A
TOWNSEND, PAUL, WESLEY	I	MEMBER	A
TOWNSEND, PAUL, WESLEY	I	MEMBER	A
TOWNSEND, PAUL, WESLEY	I	MEMBER	A

Registrations

Federal

Sep 27, 2007 REGISTERED

Notice Filings (1)

Address

664-F LONG POINT ROAD
MT. PLEASANT, SC 29464
USA

Phone: 203-209-3280