INVESTMENT PLACEMENT GROUP
CRD #14458 SEC #801-66105 LA JOLLA, CA 858-459-2344
SEC Registered Broker-Dealer
Total AUM
$494M
Discretionary
$220M
Employees
--
Clients
0
Accounts
860
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 12, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALDRETE, ALFONSO | I | TTEE OF THE ALDRETE FAMILY TRUST | NA | |
| ALDRETE, ALFONSO | I | TTEE OF THE ALDRETE FAMILY TRUST | NA | |
| ALDRETE, ALFONSO | I | TTEE OF THE ALDRETE FAMILY TRUST | NA | |
| AYALA MULLER, ANGELICA | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| AYALA MULLER, ANGELICA | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| AYALA MULLER, ANGELICA | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| BENREY, ALBERTO | I | TTEE OF THE BENREY FAMILY TRUST, | NA | |
| BENREY, ALBERTO | I | TTEE OF THE BENREY FAMILY TRUST, | NA | |
| BENREY, ALBERTO | I | TTEE OF THE BENREY FAMILY TRUST, | NA | |
| BOYD, MARIA LUISA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYD, MARIA LUISA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYD, MARIA LUISA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYD, MARIA LUISA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARRILLO, FERNANDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CORREIA, MATTHEW G | I | CROP/SROP | NA | |
| GONZALEZRUBIO, ADOLFO | I | TRUSTEE OF GONZALEZ TRUST | NA | |
| GONZALEZRUBIO, ADOLFO | I | TRUSTEE OF GONZALEZ TRUST | NA | |
| GONZALEZRUBIO, ADOLFO | I | TRUSTEE OF GONZALEZ TRUST | NA | |
| GONZALEZRUBIO, ADOLFO | I | TRUSTEE OF GONZALEZ TRUST | NA | |
| GUSS, DAVID MAYER | I | TRUSTEE OF THE DOUBLE A TRUST & PRESIDENT | NA | |
| GUSS, DAVID MAYER | I | TRUSTEE OF THE DOUBLE A TRUST & PRESIDENT | NA | |
| GUSS, DAVID MAYER | I | TRUSTEE OF THE DOUBLE A TRUST & PRESIDENT | NA | |
| GUSS, DAVID MAYER | I | TRUSTEE OF THE DOUBLE A TRUST & PRESIDENT | NA | |
| RODRIGUEZ, AURELIO | I | TTEE OF THE RODRIGUEZ FAMILY TRUST | NA | |
| RODRIGUEZ, AURELIO | I | TTEE OF THE RODRIGUEZ FAMILY TRUST | NA | |
| RODRIGUEZ, AURELIO | I | TTEE OF THE RODRIGUEZ FAMILY TRUST | NA | |
| DOUBLE A TRUST | DE | SHAREHOLDER | D | Control |
| DOUBLE A TRUST | DE | SHAREHOLDER | D | Control |
| DOUBLE A TRUST | DE | SHAREHOLDER | D | Control |
| DOUBLE A TRUST | DE | SHAREHOLDER | D | Control |
| GONZALEZ TRUST | DE | SHAREHOLDER | B | |
| GONZALEZ TRUST | DE | SHAREHOLDER | B | |
| GONZALEZ TRUST | DE | SHAREHOLDER | B | |
| GONZALEZ TRUST | DE | SHAREHOLDER | B | |
| THEMIS INVESTMENT INC. | FE | SHAREHOLDER - PURCHASED PART OF LEON KASSEL'S SHARES | B | |
| THEMIS INVESTMENT INC. | FE | SHAREHOLDER - PURCHASED PART OF LEON KASSEL'S SHARES | B | |
| THEMIS INVESTMENT INC. | FE | SHAREHOLDER - PURCHASED PART OF LEON KASSEL'S SHARES | B | |
| THEMIS INVESTMENT INC. | FE | SHAREHOLDER - PURCHASED PART OF LEON KASSEL'S SHARES | B | |
| WEST BOWL CORPORATION | FE | SHAREHOLDER | B | |
| WEST BOWL CORPORATION | FE | SHAREHOLDER | B | |
| WEST BOWL CORPORATION | FE | SHAREHOLDER | B | |
| WEST BOWL CORPORATION | FE | SHAREHOLDER | B | |
| THE ALDRETE FAMILY TRUST | DE | SHAREHOLDER | A | |
| THE ALDRETE FAMILY TRUST | DE | SHAREHOLDER | A | |
| THE ALDRETE FAMILY TRUST | DE | SHAREHOLDER | A | |
| THE BENREY FAMILY TRUST, ALBERTO BENREY TTEE | DE | SHAREHOLDER | A | |
| THE BENREY FAMILY TRUST, ALBERTO BENREY TTEE | DE | SHAREHOLDER | A | |
| THE BENREY FAMILY TRUST, ALBERTO BENREY TTEE | DE | SHAREHOLDER | A | |
| THE RODRIGUEZ FAMILY TRUST, AURELIO RODRIGUEZ TTEE | DE | SHAREHOLDER | A | |
| THE RODRIGUEZ FAMILY TRUST, AURELIO RODRIGUEZ TTEE | DE | SHAREHOLDER | A | |
| THE RODRIGUEZ FAMILY TRUST, AURELIO RODRIGUEZ TTEE | DE | SHAREHOLDER | A |
Registrations
Federal
IA
Jan 12, 2006 REGISTERED
Notice Filings (1)
CA
Address
7724 GIRARD AVENUE, 2ND FLOORLA JOLLA, CA 92037
USA
Phone: 858-459-2344