MOGUL WEALTH MANAGEMENT, INC.
CRD #144711 SEC #801-68192 MANHATTAN BEACH, CA 310-545-6700
SEC Registered
Total AUM
$26.4M
Discretionary
$0
Employees
5
Clients
0
Accounts
63
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, PHILLIP, ERNEST | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D | |
| COOK, FRANCINE, DONITA | I | OWNER | D |
Registrations
Federal
IA
May 9, 2011 REGISTERED
Notice Filings (2)
CA NJ
Address
818 MANHATTAN BEACH BOULEVARDSUITE 200
MANHATTAN BEACH, CA 90266
United States
Phone: 310-545-6700