IMPRINT CAPITAL ADVISORS, LLC
Legal name: IMPRINT CAPITAL
CRD #144731 SEC #801-68299 SAN FRANCISCO, CA 415-982-5900
SEC Registered
Total AUM
$155.4M
Discretionary
$0
Employees
11
Clients
--
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FAULKENBERG, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FAULKENBERG, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FAULKENBERG, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FAULKENBERG, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FAULKENBERG, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KHOR, JACQUELINE, LEI HUA | I | MEMBER | NA | |
| KHOR, JACQUELINE, LEI HUA | I | MEMBER | NA | |
| KHOR, JACQUELINE, LEI HUA | I | MEMBER | NA | |
| KHOR, JACQUELINE, LEI HUA | I | MEMBER | NA | |
| MCCALPIN, WILLIAM, F | I | CHEIF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALPIN, WILLIAM, F | I | CHEIF EXECUTIVE OFFICER | NA | Control |
| MCCALPIN, WILLIAM, F | I | CHEIF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALPIN, WILLIAM, F | I | CHEIF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALPIN, WILLIAM, F | I | CHEIF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDSTEIN, JOHN, D. | I | MANAGING MEMBER | D | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | D | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | D | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | D | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | D | Control |
| GOLDSTEIN, JOHN, DAVID | I | PARTNER | D | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | D | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JORDAN, TAYLOR | I | PARTNER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | D | Control |
| GOLDSTEIN, JOHN, D. | I | MANAGING MEMBER | C | Control |
| GOLDSTEIN, JOHN, D. | I | MANAGING MEMBER | C | Control |
| GOLDSTEIN, JOHN, D. | I | MANAGING MEMBER | C | Control |
| GOLDSTEIN, JOHN, D. | I | MANAGING MEMBER | C | Control |
| GOLDSTEIN, JOHN, D. | I | MANAGING MEMBER | C | Control |
| GOLDSTEIN, JOHN, D. | I | MANAGING MEMBER | C | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | C | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | C | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | C | Control |
| GOLDSTEIN, JOHN, DAVID | I | MEMBER | C | Control |
| GOLDSTEIN, JOHN, DAVID | I | MANAGING MEMBER | C | Control |
| GOLDSTEIN, JOHN, DAVID | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| JORDAN, TAYLOR | I | MANAGING MEMBER | C | Control |
| KHOR, JACQUELINE, LEI HUA | I | SENIOR ADVISOR | B |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (4)
CA MI NY TX
Address
353 SACRAMENTO ST, SUITE 740SAN FRANCISCO, CA 94111
United States
Phone: 415-982-5900