RIA Intelligence

CAPITAL MARKET STRATEGIES, LLC

Legal name: ALPHA WEALTH MANAGEMENT

CRD #144732 SEC #801-68217 PALM BEACH GARDENS, FL 561-207-6399
SEC Registered
Total AUM
$115.4M
Discretionary
$115.4M
Employees
5
Clients
26
Accounts
310

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ROBIN, JOANNEICHIEF COMPLIANCE OFFICERNA Control
ROBIN, JOANNEICHIEF COMPLIANCE OFFICERNA Control
ROBIN, JOANNEICHIEF COMPLIANCE OFFICERNA Control
ROBIN, JOANNEICHIEF COMPLIANCE OFFICERNA Control
ROBIN, JOANNEICHIEF COMPLIANCE OFFICERNA Control
ROBIN, JOANNEICHIEF COMPLIANCE OFFICERNA Control
ROBIN, JOANNEICHIEF COMPLIANCE OFFICERNA Control
WU, EUJOHNISENIOR VICE PRESIDENT - CHIEF INVESTMENT OFFICERNA Control
WU, EUJOHNISENIOR VICE PRESIDENT - CHIEF INVESTMENT OFFICERNA Control
WU, EUJOHNISENIOR VICE PRESIDENT - CHIEF INVESTMENT OFFICERNA Control
WU, EUJOHNISENIOR VICE PRESIDENT - CHIEF INVESTMENT OFFICERNA Control
WU, EUJOHNISENIOR VICE PRESIDENT - CHIEF INVESTMENT OFFICERNA Control
WU, EUJOHNISENIOR VICE PRESIDENT - CHIEF INVESTMENT OFFICERNA Control
LYMAN, CURTIS, LEEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
LYMAN, CURTIS, LEEIMANAGING MEMBERE Control
LYMAN, CURTIS, LEEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
LYMAN, CURTIS, LEEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
LYMAN, CURTIS, LEEIMANAGING MEMBERE Control
LYMAN, CURTIS, LEEIMANAGING MEMBERE Control
LYMAN, CURTIS, LEEIMANAGING MEMBERE Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (2)

FL NY

Address

11025 RCA CENTER DRIVE, SUITE 102
PALM BEACH GARDENS, FL 33410
United States
Phone: 561-207-6399