THE MUTUAL FUND STORE-LOS ANGELES, LLC
Legal name: THE MUTUAL FUND STORE
CRD #144753 SEC #801-68360 OVERLAND PARK, KS 913-319-8100
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BENTZ, JON, PETER | I | VICE PRESIDENT COMPANY OPERATIONS/SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | |
| BLACK, JASON, MICHAEL | I | ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BOLD, ADAM, STUART | I | CHAIRMAN | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANDT, CLIFFORD, MERRIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BRAUDIS, CHRISTOPHER, RAYMOND | I | VICE PRESIDENT RETAIL OPERATIONS | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BYERS, DAVID, FRANKLIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELLIOTT, CHRIS | I | CHIEF FINANCIAL OFFICER | NA | |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, CHRIS, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
| TMFS HOLDINGS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| BOLD, ADAM, STUART | I | TMFS HOLDINGS, INC | E | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
| TMFS HOLDINGS, INC | DE | TMFS HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Mar 26, 2008 REGISTERED
Notice Filings (2)
CA KS
Address
7301 COLLEGE BOULEVARDSUITE 220
OVERLAND PARK, KS 66210
USA
Phone: 913-319-8100