3D WEALTH ADVISORS, INC.
CRD #144765 SEC #801-111861 HONOLULU, HI 808-791-1444
SEC Registered
Total AUM
$118.1M
Discretionary
$0
Employees
2
Clients
101
Accounts
456
Firm Details
- Organization Type
- Corporation
- State of Formation
- Hawaii
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PATE, WENDY, KIMBERLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATE, WENDY, KIMBERLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATE, WENDY, KIMBERLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATE, WENDY, KIMBERLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATE, WENDY, KIMBERLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pate, Wendy, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT | E | Control |
| TUCKER, MICHELLE, HEIDI | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 30, 2019 REGISTERED
Notice Filings (1)
HI
Address
201 MERCHANT STREET, SUITE 909HONOLULU, HI 96813
United States
Phone: 808-791-1444