SPARTA ASSET MANAGEMENT, LLC
CRD #144792 SEC #801-68260 ROSEMONT, IL 847-993-8100
SEC Registered
Total AUM
$116.7M
Discretionary
$116.7M
Employees
11
Clients
--
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 31, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARR, RYAN, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GURNEY, SUSAN, EILEEN | I | CHIEF OPERATING OFFICER | NA | Control |
| GURNEY, SUSAN, EILEEN | I | CHIEF OPERATING OFFICER | NA | Control |
| GURNEY, SUSAN, EILEEN | I | CHIEF OPERATING OFFICER | NA | Control |
| GURNEY, SUSAN, EILEEN | I | CHIEF OPERATING OFFICER | NA | Control |
| GURNEY, SUSAN, EILEEN | I | CHIEF OPERATING OFFICER | NA | Control |
| GURNEY, SUSAN, EILEEN | I | CHIEF OPERATING OFFICER | NA | Control |
| LOGUE, EUGENIE, GUTHRIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVERA, DAVID, DIBLEE | I | MANAGER | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| WILKINSON, NEAL, ALLEN | I | CHIEF COMPLIANCE OFFICER / CEO | NA | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | E | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | E | Control |
| ROSEMONT PARTNERS II, LP | DE | OWNER | E | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | OWNER | D | Control |
| SAM PARTNERS LLC | DE | OWNER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| SAM PARTNERS LLC | DE | MEMBER | D | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | OWNER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
| ROSEMONT PARTNERS II, LP | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS, LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| CARR, RYAN, PATRICK | I | SAM PARTNERS LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS II, LLC | DE | ROSEMONT PARTNERS II, LP | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS, LLC | DE | ROSEMONT INVESTMENT PARTNERS II, LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
| WILKINSON, NEAL, ALLEN | I | SAM PARTNERS LLC | F | Control |
Registrations
Federal
IA
Aug 31, 2012 REGISTERED
Notice Filings (4)
DE IL NY WA
Address
ONE O'HARE CENTRE, 6250 N. RIVER ROADSUITE 1000
ROSEMONT, IL 60018
United States
Phone: 847-993-8100