CURLEY,JAMES, FRANCIS
Legal name: CURLEY INVESTMENT SERVICES INC.
CRD #144814 SEC #801-68253 RUMSON, NJ 732-492-9557
SEC Registered
Total AUM
$25M
Discretionary
$0
Employees
5
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CURLEY, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CURLEY, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CURLEY, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CURLEY, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CURLEY, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 2, 2009 REGISTERED
Notice Filings (3)
FL NJ NY
Address
46 BELLEVUE AVENUERUMSON, NJ 7760
United States
Phone: 732-492-9557