PALEN FINANCIAL LLC
CRD #144892 SEC #801-70951 DAVENPORT, IA 563-344-5888
SEC Registered
Total AUM
$28.2M
Discretionary
$28.2M
Employees
1
Clients
101
Accounts
130
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PALEN, FREDERICK, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 2, 2012 REGISTERED
Notice Filings (2)
IA IL
Address
1910 EAST KIMBERLY ROAD, SUITE 315DAVENPORT, IA 52807
United States
Phone: 563-344-5888