EAM INVESTORS, LLC

CRD #144908 SEC #801-70305 SOLANA BEACH, CA 760-479-5080

SEC Registered

Total AUM

$1.1B

Discretionary

$1.1B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 28, 2025
Branch Offices: 1
LEI: 2549001485M33TIO511

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	NA	Control
GAERTNER, DEREK, JOHN	I	CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, MEMBER	NA	Control
KELLY, IRIS, LIBOHOVA	I	CHIEF COMPLIANCE OFFICER	NA	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	C
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	C
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, PRESIDENT	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, PRESIDENT	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, PRESIDENT	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, PRESIDENT	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
PRENTICE, TRAVIS, TYLER	I	CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, COO, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
WEISENBERGER, MONTIE, LEE	I	SENIOR VICE PRESIDENT, MANAGING MEMBER	B	Control
GADBOIS, RICHARD, ARTHUR	I	MANAGING MEMBER	A	Control
GADBOIS, RICHARD, ARTHUR	I	MANAGING MEMBER	A	Control
GADBOIS, RICHARD, ARTHUR	I	MANAGING MEMBER	A	Control
GADBOIS, RICHARD, ARTHUR	I	MANAGING MEMBER	A	Control
GADBOIS, RICHARD, ARTHUR	I	MANAGING MEMBER	A	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	A	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	A	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	A	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	A	Control
HURST, FRANK, PAGE	I	PRESIDENT, MANAGING MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, SECRETARY	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, SECRETARY	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, SECRETARY	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, SECRETARY	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control
MOSS, JOSHUA, MATTHEW	I	VICE PRESIDENT, MEMBER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
KRAUS, ARNOLD, HINSDALE	I	ROTH CAPITAL PARTNERS, LLC	F	Control
KRAUS, ARNOLD, HINSDALE	I	ROTH CAPITAL PARTNERS, LLC	F	Control
MORK, JONATHAN, ANDREW	I	ROTH CAPITAL PARTNERS, LLC	F	Control
MORK, JONATHAN, ANDREW	I	ROTH CAPITAL PARTNERS, LLC	F	Control
ROTH, BYRON, CLARENCE	I	ROTH CAPITAL PARTNERS, LLC	F	Control
ROTH, BYRON, CLARENCE	I	ROTH CAPITAL PARTNERS, LLC	F	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	WACO LIMITED, LLC	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	D	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	D	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	D	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	D	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	D	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	D	Control

Registrations

Federal

Mar 28, 2025 REGISTERED

Notice Filings (2)

CA WA

Address

215 HIGHWAY 101
SUITE 216
SOLANA BEACH, CA 92075
United States

Phone: 760-479-5080