AWJ CAPITAL PARTNERS, LLC
CRD #144927 SEC #801-68362 MINNEAPOLIS, MN 612-338-3804
SEC Registered Private Funds
Total AUM
$65.1M
Discretionary
$65.1M
Employees
4
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NEUGER, WIN, JAY | I | CHAIRMAN | NA | |
| NEUGER, WIN, JAY | I | CHAIRMAN | NA | |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | D | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | D | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | D | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | D | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | MANAGING MEMBER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BANYAN SECURITIES, LLC | DE | MEMBER | B | |
| BANYAN SECURITIES, LLC | DE | MEMBER | B | |
| BANYAN SECURITIES, LLC | DE | MEMBER | B | |
| BANYAN SECURITIES, LLC | DE | MEMBER | B | |
| BANYAN SECURITIES, LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GALLO, GEOFFREY, PETER | I | BANYAN SECURITIES, LLC | F | Control |
| GALLO, GEOFFREY, PETER | I | BANYAN SECURITIES, LLC | F | Control |
| GALLO, GEOFFREY, PETER | I | BANYAN SECURITIES, LLC | F | Control |
| GALLO, GEOFFREY, PETER | I | BANYAN SECURITIES, LLC | F | Control |
| GALLO, GEOFFREY, PETER | I | BANYAN SECURITIES, LLC | F | Control |
| GREENFIELD, JON | I | BANYAN SECURITIES, LLC | F | Control |
| GREENFIELD, JON | I | BANYAN SECURITIES, LLC | F | Control |
| GREENFIELD, JON | I | BANYAN SECURITIES, LLC | F | Control |
| GREENFIELD, JON | I | BANYAN SECURITIES, LLC | F | Control |
| GREENFIELD, JON | I | BANYAN SECURITIES, LLC | F | Control |
| LUKACH, WILLIAM, JOHN | I | BANYAN SECURITIES, LLC | F | Control |
| LUKACH, WILLIAM, JOHN | I | BANYAN SECURITIES, LLC | F | Control |
| LUKACH, WILLIAM, JOHN | I | BANYAN SECURITIES, LLC | F | Control |
| LUKACH, WILLIAM, JOHN | I | BANYAN SECURITIES, LLC | F | Control |
| LUKACH, WILLIAM, JOHN | I | BANYAN SECURITIES, LLC | F | Control |
| SMITH, GARY, ALAN | I | BANYAN SECURITIES, LLC | F | Control |
| SMITH, GARY, ALAN | I | BANYAN SECURITIES, LLC | F | Control |
| SMITH, GARY, ALAN | I | BANYAN SECURITIES, LLC | F | Control |
| SMITH, GARY, ALAN | I | BANYAN SECURITIES, LLC | F | Control |
| SMITH, GARY, ALAN | I | BANYAN SECURITIES, LLC | F | Control |
| SOCORRO, ALBERT, GEORGE | I | BANYAN SECURITIES, LLC | F | Control |
| SOCORRO, ALBERT, GEORGE | I | BANYAN SECURITIES, LLC | F | Control |
| SOCORRO, ALBERT, GEORGE | I | BANYAN SECURITIES, LLC | F | Control |
| SOCORRO, ALBERT, GEORGE | I | BANYAN SECURITIES, LLC | F | Control |
| SOCORRO, ALBERT, GEORGE | I | BANYAN SECURITIES, LLC | F | Control |
| CHIUCHIARELLI, CLAUDIO, MODESTO | I | BANYAN SECURITIES, LLC | C | Control |
| CHIUCHIARELLI, CLAUDIO, MODESTO | I | BANYAN SECURITIES, LLC | C | Control |
| CHIUCHIARELLI, CLAUDIO, MODESTO | I | BANYAN SECURITIES, LLC | C | Control |
| CHIUCHIARELLI, CLAUDIO, MODESTO | I | BANYAN SECURITIES, LLC | C | Control |
| CHIUCHIARELLI, CLAUDIO, MODESTO | I | BANYAN SECURITIES, LLC | C | Control |
| NEFF, BRUCE, EDWARD | I | BANYAN SECURITIES, LLC | C | Control |
| NEFF, BRUCE, EDWARD | I | BANYAN SECURITIES, LLC | C | Control |
| NEFF, BRUCE, EDWARD | I | BANYAN SECURITIES, LLC | C | Control |
| NEFF, BRUCE, EDWARD | I | BANYAN SECURITIES, LLC | C | Control |
| NEFF, BRUCE, EDWARD | I | BANYAN SECURITIES, LLC | C | Control |
Registrations
Federal
IA
Mar 25, 2013 REGISTERED
Notice Filings (2)
CA MN
Address
222 SOUTH 9TH STREETSUITE 3035
MINNEAPOLIS, MN 55402
United States
Phone: 612-338-3804