LACERTE CAPITAL ADVISERS, LLC
CRD #144945 SEC #801-70634 DALLAS, TX 214-922-9211
SEC Registered
Total AUM
$5M
Discretionary
$5M
Employees
3
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOLEY, JOHN, THORNTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOLEY, JOHN, THORNTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOLEY, JOHN, THORNTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOLEY, JOHN, THORNTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYNN, DOUGLAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYNN, DOUGLAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYNN, DOUGLAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYNN, DOUGLAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYNN, DOUGLAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| LACERTE, PHILIP, R | I | MANAGING MEMBER | E | Control |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | B | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | B | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | B | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | B | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | B | |
| WYNN, DOUGLAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WYNN, DOUGLAS, LAWRENCE | I | PRESIDENT | B | Control |
| WYNN, DOUGLAS, LAWRENCE | I | PRESIDENT | B | Control |
| WYNN, DOUGLAS, LAWRENCE | I | PRESIDENT | B | Control |
| WYNN, DOUGLAS, LAWRENCE | I | PRESIDENT | B | Control |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | A | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | A | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | A | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | A | |
| SOVEREIGNTRADING GROUP LLC | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
| BEAMER, JEFFREY, MICHAEL | I | SOVEREIGNTRADING GROUP LLC | E | Control |
Registrations
Federal
IA
Jan 28, 2013 REGISTERED
Notice Filings (1)
TX
Address
2811 MCKINNEY AVENUESUITE 206
DALLAS, TX 75204
United States
Phone: 214-922-9211