AVENTINE INVESTMENT SERVICES, INC.
CRD #144957 SEC #801-68312 IRVINE, CA (949) 333-2000
SEC Registered
Total AUM
$8.8M
Discretionary
$0
Employees
5
Clients
0
Accounts
81
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 17, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WALSH, JASON, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ESCHBACH, BRENDA, ANN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| ESCHBACH, BRENDA, ANN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| ESCHBACH, BRENDA, ANN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| ESCHBACH, BRENDA, ANN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| ESCHBACH, BRENDA, ANN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| ESCHBACH, BRENDA, ANN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| WALSH, ANGELA, MARIE | I | VICE PRESIDENT, CORPORATE SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, ANGELA, MARIE | I | VICE PRESIDENT, CORPORATE SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, ANGELA, MARIE | I | VICE PRESIDENT, CORPORATE SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, ANGELA, MARIE | I | VICE PRESIDENT, CORPORATE SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, ANGELA, MARIE | I | VICE PRESIDENT, CORPORATE SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, ANGELA, MARIE | I | VICE PRESIDENT, CORPORATE SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Jan 17, 2008 REGISTERED
Notice Filings (1)
CA
Address
20 PACIFICA, STE. 370IRVINE, CA 92618
USA
Phone: (949) 333-2000